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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASXC
276
DELISTED
Asensus Surgical, Inc.
ASXC
$25K 0.02%
1,154
– –
CLX icon
277
Clorox
CLX
$12.7B
$24K 0.02%
195
-15
-7% -$1.97K
ECL icon
278
Ecolab
ECL
$79.9B
$24K 0.02%
200
+150
+300% +$18.1K
HSY icon
279
Hershey
HSY
$36.6B
$24K 0.02%
250
– –
PCG icon
280
PG&E
PCG
$38.5B
$24K 0.02%
397
+1
+0.3% +$63
SCHB icon
281
Schwab US Broad Market ETF
SCHB
$44.9B
$24K 0.02%
2,742
+12
+0.4% +$104
WIT icon
282
Wipro
WIT
$20B
$24K 0.02%
13,275
– –
AB icon
283
AllianceBernstein
AB
$3.47B
$23K 0.02%
+1,000
New +$22.6K
CALY
284
Callaway Golf Company
CALY
$3.14B
$23K 0.02%
2,000
– –
NKX icon
285
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$23K 0.02%
1,375
– –
POT
286
DELISTED
Potash Corp Of Saskatchewan
POT
$23K 0.02%
1,414
– –
AIT icon
287
Applied Industrial Technologies
AIT
$13.3B
$22K 0.02%
472
– –
RSP icon
288
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$22K 0.02%
259
+176
+212% +$14.6K
GER
289
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$22K 0.02%
+332
New +$21.3K
CDK
290
DELISTED
CDK Global, Inc.
CDK
$22K 0.02%
376
– –
XCO
291
DELISTED
Exco Resources
XCO
$22K 0.02%
1,356
– –
CNI icon
292
Canadian National Railway
CNI
$76.6B
$21K 0.01%
315
– –
FNDX icon
293
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$21K 0.01%
2,055
– –
PSLV icon
294
Sprott Physical Silver Trust
PSLV
$13.2B
$21K 0.01%
2,786
– –
SABA
295
Saba Capital Income & Opportunities Fund II
SABA
$223M
$21K 0.01%
1,675
– –
VXX
296
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$21K 0.01%
156
+125
+403% +$20K
ENR icon
297
Energizer
ENR
$1.55B
$20K 0.01%
407
– –
EOG icon
298
EOG Resources
EOG
$70.7B
$20K 0.01%
210
– –
GDX icon
299
VanEck Gold Miners ETF
GDX
$27.4B
$20K 0.01%
750
-750
-50% -$21.5K
AYR
300
DELISTED
Aircastle Ltd
AYR
$20K 0.01%
1,000
– –
10 11
12
13 14

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.