TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+4.04%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.01M
Cap. Flow %
-0.71%
Top 10 Hldgs %
47.3%
Holding
744
New
92
Increased
139
Reduced
68
Closed
44

Top Buys

1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$1.79M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$1.41M
3
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$673K
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$617K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$483K

Top Sells

1
MSFT icon
Microsoft
MSFT
$1.18M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$967K
4
SCHV icon
Schwab US Large-Cap Value ETF
SCHV
$910K
5
MUE icon
BlackRock MuniHoldings Quality Fund II
MUE
$867K

Sector Composition

1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASXC
276
DELISTED
Asensus Surgical, Inc.
ASXC
$25K 0.02%
1,154
– –
CLX icon
277
Clorox
CLX
$15.5B
$24K 0.02%
195
-15
-7% -$1.85K
ECL icon
278
Ecolab
ECL
$77.6B
$24K 0.02%
200
+150
+300% +$18K
HSY icon
279
Hershey
HSY
$37.6B
$24K 0.02%
250
– –
PCG icon
280
PG&E
PCG
$33.2B
$24K 0.02%
397
+1
+0.3% +$60
SCHB icon
281
Schwab US Broad Market ETF
SCHB
$36.3B
$24K 0.02%
2,742
+12
+0.4% +$105
WIT icon
282
Wipro
WIT
$28.6B
$24K 0.02%
13,275
– –
AB icon
283
AllianceBernstein
AB
$4.29B
$23K 0.02%
+1,000
New +$23K
MODG icon
284
Topgolf Callaway Brands
MODG
$1.7B
$23K 0.02%
2,000
– –
NKX icon
285
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$574M
$23K 0.02%
1,375
– –
POT
286
DELISTED
Potash Corp Of Saskatchewan
POT
$23K 0.02%
1,414
– –
AIT icon
287
Applied Industrial Technologies
AIT
$10B
$22K 0.02%
472
– –
RSP icon
288
Invesco S&P 500 Equal Weight ETF
RSP
$74.1B
$22K 0.02%
259
+176
+212% +$15K
GER
289
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$22K 0.02%
+332
New +$22K
CDK
290
DELISTED
CDK Global, Inc.
CDK
$22K 0.02%
376
– –
XCO
291
DELISTED
Exco Resources
XCO
$22K 0.02%
1,356
– –
CNI icon
292
Canadian National Railway
CNI
$60.3B
$21K 0.01%
315
– –
FNDX icon
293
Schwab Fundamental US Large Company Index ETF
FNDX
$19.9B
$21K 0.01%
2,055
– –
PSLV icon
294
Sprott Physical Silver Trust
PSLV
$7.69B
$21K 0.01%
2,786
– –
SABA
295
Saba Capital Income & Opportunities Fund II
SABA
$257M
$21K 0.01%
1,675
– –
VXX
296
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$21K 0.01%
156
+125
+403% +$16.8K
ENR icon
297
Energizer
ENR
$1.96B
$20K 0.01%
407
– –
EOG icon
298
EOG Resources
EOG
$64.4B
$20K 0.01%
210
– –
GDX icon
299
VanEck Gold Miners ETF
GDX
$19.9B
$20K 0.01%
750
-750
-50% -$20K
AYR
300
DELISTED
Aircastle Limited
AYR
$20K 0.01%
1,000
– –
10 11
12
13 14