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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCG icon
276
PG&E
PCG
$38B
$25K 0.02%
396
-172
-30% -$10.3K
GF
277
New Germany Fund
GF
$186M
$24K 0.02%
1,782
– –
AB icon
278
AllianceBernstein
AB
$3.47B
– –
0
– –
KR icon
279
Kroger
KR
$34.6B
$23K 0.02%
620
-149
-19% -$5.36K
MU icon
280
Micron Technology
MU
$1.03T
$23K 0.02%
1,690
-3,500
-67% -$39.8K
NKX icon
281
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$23K 0.02%
1,375
-40,652
-97% -$664K
SCHB icon
282
Schwab US Broad Market ETF
SCHB
$44.7B
$23K 0.02%
2,730
+12
+0.4% +$100
POT
283
DELISTED
Potash Corp Of Saskatchewan
POT
$23K 0.02%
1,414
-155
-10% -$2.59K
AIT icon
284
Applied Industrial Technologies
AIT
$13.2B
$21K 0.02%
472
– –
CHTR icon
285
Charter Communications
CHTR
$18.1B
$21K 0.02%
+90
New +$19.3K
ENR icon
286
Energizer
ENR
$1.57B
$21K 0.02%
407
– –
FNDX icon
287
Schwab Fundamental US Large Company Index ETF
FNDX
$27.2B
$21K 0.02%
2,055
– –
SABA
288
Saba Capital Income & Opportunities Fund II
SABA
$224M
$21K 0.02%
1,675
– –
WDC icon
289
Western Digital
WDC
$183B
$21K 0.02%
598
-1,098
-65% -$36.2K
GER
290
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
0
– –
CDK
291
DELISTED
CDK Global, Inc.
CDK
$21K 0.02%
376
– –
HIG icon
292
Hartford Financial Services
HIG
$39.2B
$20K 0.01%
446
– –
CALY
293
Callaway Golf Company
CALY
$3.42B
$20K 0.01%
2,000
– –
OXY icon
294
Occidental Petroleum
OXY
$53.7B
$20K 0.01%
265
+105
+66% +$7.85K
PSLV icon
295
Sprott Physical Silver Trust
PSLV
$12.8B
$20K 0.01%
2,786
– –
AYR
296
DELISTED
Aircastle Ltd
AYR
$20K 0.01%
1,000
– –
AVA icon
297
Avista
AVA
$3.24B
$19K 0.01%
433
– –
AWK icon
298
American Water Works
AWK
$26.5B
$19K 0.01%
230
– –
CNI icon
299
Canadian National Railway
CNI
$76.9B
$19K 0.01%
315
– –
FCX icon
300
Freeport-McMoran
FCX
$100B
$19K 0.01%
1,687
– –
10 11
12
13 14

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.