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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HDGE icon
276
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.4M
$23K 0.02%
200
– –
HSY icon
277
Hershey
HSY
$36.6B
$23K 0.02%
250
– –
IYE icon
278
iShares US Energy ETF
IYE
$1.71B
$23K 0.02%
+681
New +$25.7K
ATO icon
279
Atmos Energy
ATO
$28.8B
$22K 0.02%
370
-209
-36% -$11.5K
CGNX icon
280
Cognex
CGNX
$11.3B
$22K 0.02%
1,300
– –
HES
281
DELISTED
Hess
HES
$22K 0.02%
448
– –
KR icon
282
Kroger
KR
$34.8B
$22K 0.02%
617
+201
+48% +$7.45K
SINA
283
DELISTED
Sina Corp
SINA
$22K 0.02%
560
– –
HBI
284
DELISTED
Hanesbrands
HBI
$21K 0.02%
712
– –
KMI icon
285
Kinder Morgan
KMI
$68.7B
$21K 0.02%
771
-972
-56% -$32.2K
AYR
286
DELISTED
Aircastle Ltd
AYR
$21K 0.02%
1,000
– –
CLX icon
287
Clorox
CLX
$12.7B
$20K 0.02%
170
+95
+127% +$10.7K
B
288
Barrick Mining
B
$73.2B
$20K 0.02%
3,102
+189
+6% +$1.42K
HIG icon
289
Hartford Financial Services
HIG
$39.3B
$20K 0.02%
446
– –
SABA
290
Saba Capital Income & Opportunities Fund II
SABA
$223M
$20K 0.02%
1,675
– –
SEE
291
DELISTED
Sealed Air
SEE
$20K 0.02%
428
– –
RJA
292
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$20K 0.02%
3,164
– –
BNY
293
Bank of New York Mellon
BNY
$107B
$19K 0.01%
488
– –
BKH icon
294
Black Hills Corp
BKH
$5.69B
$19K 0.01%
467
– –
CMI icon
295
Cummins
CMI
$88.7B
$19K 0.01%
171
+34
+25% +$4.2K
OXY icon
296
Occidental Petroleum
OXY
$55.9B
$19K 0.01%
288
– –
AIT icon
297
Applied Industrial Technologies
AIT
$13.3B
$18K 0.01%
472
– –
CNI icon
298
Canadian National Railway
CNI
$76.6B
$18K 0.01%
315
– –
SCHB icon
299
Schwab US Broad Market ETF
SCHB
$44.9B
$18K 0.01%
2,376
+528
+29% +$4.34K
VLO icon
300
Valero Energy
VLO
$85.9B
$18K 0.01%
304
-230
-43% -$14.6K
10 11
12
13 14

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MCM
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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.