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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
276
Edwards Lifesciences
EW
$51.6B
$25K 0.02%
1,200
– –
GF
277
New Germany Fund
GF
$188M
$25K 0.02%
1,782
– –
TIP icon
278
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.02%
222
– –
DBA icon
279
Invesco DB Agriculture Fund
DBA
$1.23B
$24K 0.02%
981
-190
-16% -$4.88K
ECF
280
Ellsworth Growth & Income Fund
ECF
$172M
$24K 0.02%
2,780
– –
HIG icon
281
Hartford Financial Services
HIG
$39.4B
$24K 0.02%
579
– –
SABA
282
Saba Capital Income & Opportunities Fund II
SABA
$224M
$24K 0.02%
1,675
– –
SYK icon
283
Stryker
SYK
$130B
$24K 0.02%
250
– –
UNH icon
284
UnitedHealth
UNH
$370B
$24K 0.02%
237
-174
-42% -$16.5K
HDGE icon
285
AdvisorShares Ranger Equity Bear ETF
HDGE
$53.5M
$23K 0.02%
200
– –
OXY icon
286
Occidental Petroleum
OXY
$56.4B
$23K 0.02%
288
-18
-6% -$1.49K
WELL icon
287
Welltower
WELL
$171B
– –
0
– –
WOLF icon
288
Wolfspeed
WOLF
$1.66B
$23K 0.02%
705
– –
AIT icon
289
Applied Industrial Technologies
AIT
$13.3B
$22K 0.02%
472
– –
CRAY
290
DELISTED
Cray, Inc.
CRAY
$22K 0.02%
640
– –
KRFT
291
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$22K 0.02%
349
– –
BABA icon
292
Alibaba
BABA
$307B
$21K 0.02%
205
-365
-64% -$37.5K
CGNX icon
293
Cognex
CGNX
$11.5B
$21K 0.02%
1,000
– –
CNI icon
294
Canadian National Railway
CNI
$77.2B
$21K 0.02%
300
– –
DWX icon
295
State Street SPDR S&P International Dividend ETF
DWX
$532M
$21K 0.02%
498
+280
+128% +$12.4K
TSLA icon
296
Tesla
TSLA
$1.3T
$21K 0.02%
1,410
+60
+4% +$938
SINA
297
DELISTED
Sina Corp
SINA
$21K 0.02%
560
– –
AYR
298
DELISTED
Aircastle Ltd
AYR
$21K 0.02%
1,000
– –
PX
299
DELISTED
Praxair Inc
PX
$21K 0.02%
159
+25
+19% +$3.17K
BNY
300
Bank of New York Mellon
BNY
$107B
$20K 0.01%
488
– –
10 11
12
13 14

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.