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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
276
DELISTED
Celgene Corp
CELG
$28K 0.02%
322
-250
-44% -$19K
GS icon
277
Goldman Sachs
GS
$313B
$27K 0.02%
164
-148
-47% -$23.9K
COV
278
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$27K 0.02%
295
– –
OGS icon
279
ONE Gas
OGS
$4.97B
$26K 0.02%
690
– –
TIP icon
280
iShares TIPS Bond ETF
TIP
$14.5B
$26K 0.02%
222
– –
TRN icon
281
Trinity Industries
TRN
$2.59B
$26K 0.02%
+833
New +$23.6K
KMP
282
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$26K 0.02%
319
+29
+10% +$2.24K
ECF
283
Ellsworth Growth & Income Fund
ECF
$173M
$25K 0.02%
2,780
– –
GWW icon
284
W.W. Grainger
GWW
$60.7B
$25K 0.02%
100
– –
PCP
285
DELISTED
PRECISION CASTPARTS CORP
PCP
$25K 0.02%
99
+20
+25% +$5.11K
AIT icon
286
Applied Industrial Technologies
AIT
$13.2B
$24K 0.02%
472
– –
APA icon
287
APA Corp
APA
$12.3B
$24K 0.02%
238
– –
FBIN icon
288
Fortune Brands Innovations
FBIN
$6.24B
$24K 0.02%
702
– –
HSY icon
289
Hershey
HSY
$36.1B
$24K 0.02%
250
-353
-59% -$34.6K
VYX icon
290
NCR Voyix
VYX
$1.31B
$24K 0.02%
1,113
– –
DBC icon
291
Invesco DB Commodity Index Tracking Fund
DBC
$1.64B
$23K 0.02%
866
– –
EQT icon
292
EQT Corp
EQT
$32B
$23K 0.02%
399
– –
SIRI icon
293
SiriusXM
SIRI
$10.3B
$23K 0.02%
665
– –
TXT icon
294
Textron
TXT
$15.2B
$23K 0.02%
+600
New +$23.5K
CLB icon
295
Core Laboratories
CLB
$502M
$22K 0.02%
130
– –
ES icon
296
Eversource Energy
ES
$27.3B
$22K 0.02%
464
– –
FCX icon
297
Freeport-McMoran
FCX
$99.8B
$21K 0.02%
563
– –
HDGE icon
298
AdvisorShares Ranger Equity Bear ETF
HDGE
$54.3M
$21K 0.02%
+180
New +$22.7K
HIG icon
299
Hartford Financial Services
HIG
$39.4B
$21K 0.02%
579
– –
SYK icon
300
Stryker
SYK
$129B
$21K 0.02%
250
– –
10 11
12
13 14

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.