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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFIV icon
251
State Street SPDR S&P 500 ESG ETF
EFIV
$1.03B
$9.93K ﹤0.01%
215
– –
DXCM icon
252
DexCom
DXCM
$33.2B
$9.55K ﹤0.01%
77
– –
EVR icon
253
Evercore
EVR
$11.5B
$9.41K ﹤0.01%
55
– –
CTVA icon
254
Corteva
CTVA
$51.3B
$9.2K ﹤0.01%
192
– –
GTX icon
255
Garrett Motion
GTX
$5.45B
$9.19K ﹤0.01%
950
– –
ADBE icon
256
Adobe
ADBE
$108B
$8.95K ﹤0.01%
15
– –
DOCU
257
DocuSign
DOCU
$11.5B
$8.92K ﹤0.01%
150
-40
-21% -$1.83K
SU icon
258
Suncor Energy
SU
$73.6B
$8.59K ﹤0.01%
268
– –
HXL icon
259
Hexcel
HXL
$7.61B
$8.48K ﹤0.01%
115
– –
KNDI
260
Kandi Technologies Group
KNDI
$63M
$8.4K ﹤0.01%
3,000
– –
EB
261
DELISTED
Eventbrite
EB
$8.36K ﹤0.01%
1,000
– –
WY icon
262
Weyerhaeuser
WY
$18.2B
$8.31K ﹤0.01%
239
+25
+12% +$778
WMB icon
263
Williams Companies
WMB
$87.7B
$7.84K ﹤0.01%
225
– –
CEF icon
264
Sprott Physical Gold and Silver Trust
CEF
$8.28B
$7.81K ﹤0.01%
+408
New +$7.52K
LAC
265
Lithium Americas
LAC
$1.18B
$7.58K ﹤0.01%
+1,185
New +$8.82K
LAR
266
Lithium Argentina AG
LAR
$1.18B
$7.49K ﹤0.01%
+1,185
New +$7.15K
CME icon
267
CME Group
CME
$94.8B
$7.37K ﹤0.01%
35
– –
FNV icon
268
Franco-Nevada
FNV
$46.3B
$7.31K ﹤0.01%
+66
New +$8.03K
TEAM icon
269
Atlassian
TEAM
$38.7B
$7.14K ﹤0.01%
30
– –
UTHR icon
270
United Therapeutics
UTHR
$22.7B
$7.04K ﹤0.01%
32
– –
JWN
271
DELISTED
Nordstrom
JWN
$6.61K ﹤0.01%
358
+5
+1% +$77
AEM icon
272
Agnico Eagle Mines
AEM
$91.5B
$6.47K ﹤0.01%
118
– –
ALL icon
273
Allstate
ALL
$68.3B
$6.3K ﹤0.01%
45
– –
INTU icon
274
Intuit
INTU
$91.1B
$6.25K ﹤0.01%
+10
New +$5.52K
GEHC icon
275
GE HealthCare
GEHC
$33.1B
$6.11K ﹤0.01%
79
– –
9 10
11
12 13

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.