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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEO icon
251
The GEO Group
GEO
$4.12B
$8.18K ﹤0.01%
1,000
– –
DOCU
252
DocuSign
DOCU
$11.5B
$7.98K ﹤0.01%
190
– –
ADBE icon
253
Adobe
ADBE
$108B
$7.65K ﹤0.01%
15
– –
EVR icon
254
Evercore
EVR
$11.6B
$7.58K ﹤0.01%
55
– –
WMB icon
255
Williams Companies
WMB
$86.6B
$7.58K ﹤0.01%
225
– –
HXL icon
256
Hexcel
HXL
$7.74B
$7.49K ﹤0.01%
115
– –
GTX icon
257
Garrett Motion
GTX
$5.49B
$7.49K ﹤0.01%
950
– –
RBLX icon
258
Roblox
RBLX
$27.5B
$7.38K ﹤0.01%
255
– –
UTHR icon
259
United Therapeutics
UTHR
$22.7B
$7.23K ﹤0.01%
32
– –
DXCM icon
260
DexCom
DXCM
$33B
$7.18K ﹤0.01%
77
– –
AMD icon
261
Advanced Micro Devices
AMD
$782B
$7.09K ﹤0.01%
69
– –
USMV icon
262
iShares MSCI USA Min Vol Factor ETF
USMV
$24.5B
$7.02K ﹤0.01%
+97
New +$7.23K
CME icon
263
CME Group
CME
$95.9B
$7.01K ﹤0.01%
35
– –
AFRM icon
264
Affirm
AFRM
$25.4B
$6.7K ﹤0.01%
315
– –
WY icon
265
Weyerhaeuser
WY
$18.1B
$6.56K ﹤0.01%
214
– –
WBD icon
266
Warner Bros
WBD
$67.8B
$6.35K ﹤0.01%
585
– –
TEAM icon
267
Atlassian
TEAM
$37.6B
$6.05K ﹤0.01%
30
– –
SHOP icon
268
Shopify
SHOP
$200B
$5.46K ﹤0.01%
100
– –
CHPT icon
269
ChargePoint
CHPT
$159M
$5.4K ﹤0.01%
54
– –
GEHC icon
270
GE HealthCare
GEHC
$33B
$5.38K ﹤0.01%
79
– –
AEM icon
271
Agnico Eagle Mines
AEM
$91.1B
$5.36K ﹤0.01%
118
– –
EBAY icon
272
eBay
EBAY
$47.9B
$5.29K ﹤0.01%
120
– –
JWN
273
DELISTED
Nordstrom
JWN
$5.27K ﹤0.01%
353
+9
+3% +$165
ARKQ icon
274
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$5.25K ﹤0.01%
100
– –
IJH icon
275
iShares Core S&P Mid-Cap ETF
IJH
$127B
$5.24K ﹤0.01%
+105
New +$5.5K
9 10
11
12 13

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AAS
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FGAM
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MCM
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TCP
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PSC
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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.