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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
251
Baxter International
BAX
$14.2B
$51K 0.01%
595
– –
HBAN icon
252
Huntington Bancshares
HBAN
$35.5B
$51K 0.01%
3,336
– –
SHOP icon
253
Shopify
SHOP
$195B
$51K 0.01%
370
+30
+9% +$4.38K
LUV icon
254
Southwest Airlines
LUV
$23B
$50K 0.01%
1,164
– –
PTR
255
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$50K 0.01%
1,125
– –
MO icon
256
Altria Group
MO
$114B
$49K 0.01%
1,032
-100
-9% -$4.58K
STWD icon
257
Starwood Property Trust
STWD
$6.09B
$49K 0.01%
2,000
– –
TTD icon
258
Trade Desk
TTD
$6.49B
$49K 0.01%
531
– –
CP icon
259
Canadian Pacific Kansas City
CP
$80.5B
$48K 0.01%
668
+138
+26% +$10.1K
HAL icon
260
Halliburton
HAL
$26.6B
$48K 0.01%
2,115
– –
PWR icon
261
Quanta Services
PWR
$101B
$48K 0.01%
415
– –
DELL icon
262
Dell
DELL
$293B
$47K 0.01%
840
-934
-53% -$52.1K
ICHR icon
263
Ichor Holdings
ICHR
$2.56B
$46K 0.01%
1,000
-1,572
-61% -$69.6K
HTGC icon
264
Hercules Capital
HTGC
$3.23B
$45K 0.01%
2,699
+51
+2% +$865
MDT icon
265
Medtronic
MDT
$112B
$45K 0.01%
436
– –
REZI icon
266
Resideo Technologies
REZI
$3.95B
$45K 0.01%
1,745
– –
SCHR
267
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$45K 0.01%
1,612
-989,312
-100% -$27.8M
F icon
268
Ford
F
$55.7B
$44K 0.01%
2,123
-197
-8% -$3.63K
COP icon
269
ConocoPhillips
COP
$141B
$43K 0.01%
597
-228
-28% -$16.6K
DOCU
270
DocuSign
DOCU
$11.5B
$43K 0.01%
282
+90
+47% +$20.5K
ES icon
271
Eversource Energy
ES
$27.2B
$43K 0.01%
475
+3
+0.6% +$258
VMW
272
DELISTED
VMware, Inc
VMW
$43K 0.01%
374
+368
+6,133% +$48.4K
NLY icon
273
Annaly Capital Management
NLY
$17.4B
$42K 0.01%
1,341
+75
+6% +$2.52K
VV icon
274
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$42K 0.01%
190
– –
GGN
275
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$41K 0.01%
10,816
+59
+0.5% +$226
9 10
11
12 13

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AAS
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MCM
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.