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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVO
251
Novo Nordisk
NVO
$209B
$47K 0.01%
970
– –
PWR icon
252
Quanta Services
PWR
$101B
$47K 0.01%
415
– –
XYZ
253
Block Inc
XYZ
$47.5B
$47K 0.01%
195
+62
+47% +$15.9K
GMVD
254
DELISTED
G Medical Innovations Holdings Ltd. Ordinary Shares
GMVD
$47K 0.01%
+600
New +$63.3K
HAL icon
255
Halliburton
HAL
$26.6B
$46K 0.01%
2,115
– –
MA icon
256
Mastercard
MA
$493B
$46K 0.01%
132
– –
OMCL icon
257
Omnicell
OMCL
$1.68B
$46K 0.01%
307
– –
SHOP icon
258
Shopify
SHOP
$195B
$46K 0.01%
340
+60
+21% +$8.99K
FPI
259
Farmland Partners
FPI
$432M
$45K 0.01%
3,779
– –
MRVL icon
260
Marvell Technology
MRVL
$196B
$45K 0.01%
751
– –
RIG icon
261
Transocean
RIG
$5.82B
$45K 0.01%
11,905
+11,700
+5,707% +$42.6K
VTI icon
262
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$45K 0.01%
201
-7
-3% -$1.6K
HTGC icon
263
Hercules Capital
HTGC
$3.23B
$44K 0.01%
2,648
+50
+2% +$850
NLY icon
264
Annaly Capital Management
NLY
$17.4B
$43K 0.01%
1,266
-105
-8% -$3.61K
NVAX icon
265
Novavax
NVAX
$1.31B
$43K 0.01%
206
-410
-67% -$90.4K
REZI icon
266
Resideo Technologies
REZI
$3.95B
$43K 0.01%
1,745
– –
CGC
267
Canopy Growth
CGC
$410M
$42K 0.01%
301
– –
WCN
268
Waste Connections
WCN
$42B
$42K 0.01%
334
– –
GPC icon
269
Genuine Parts
GPC
$18.7B
$41K 0.01%
339
+259
+324% +$32.3K
NEOG icon
270
Neogen
NEOG
$2.5B
$41K 0.01%
934
+600
+180% +$26.1K
ZBH icon
271
Zimmer Biomet
ZBH
$18.4B
$41K 0.01%
289
+103
+55% +$15.2K
GGN
272
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$819M
$40K 0.01%
10,757
+19
+0.2% +$74
RIO icon
273
Rio Tinto
RIO
$164B
$40K 0.01%
600
– –
ACB
274
Aurora Cannabis
ACB
$185M
$39K 0.01%
565
– –
ES icon
275
Eversource Energy
ES
$27.2B
$39K 0.01%
472
– –
9 10
11
12 13

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.