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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
251
Lockheed Martin
LMT
$136B
$45K 0.01%
122
– –
DOCU
252
DocuSign
DOCU
$11.5B
$44K 0.01%
217
+95
+78% +$22K
KR icon
253
Kroger
KR
$34.8B
$44K 0.01%
1,221
+5
+0.4% +$171
PAYX icon
254
Paychex
PAYX
$42.7B
$44K 0.01%
450
– –
PTR
255
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$44K 0.01%
1,211
+561
+86% +$19.4K
AAL icon
256
American Airlines Group
AAL
$10.6B
$43K 0.01%
1,785
– –
PI icon
257
Impinj
PI
$5.6B
$43K 0.01%
757
-2
-0.3% -$118
TRV icon
258
Travelers Companies
TRV
$80.2B
$43K 0.01%
283
– –
BABA icon
259
Alibaba
BABA
$308B
$42K 0.01%
186
-275
-60% -$67.5K
CORP icon
260
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
$42K 0.01%
373
-36,006
-99% -$4.1M
IXUS icon
261
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$42K 0.01%
594
– –
VWO icon
262
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$42K 0.01%
811
+452
+126% +$24.1K
HTGC icon
263
Hercules Capital
HTGC
$3.23B
$41K 0.01%
2,550
+49
+2% +$760
POOL icon
264
Pool Corp
POOL
$7.5B
$41K 0.01%
118
– –
CP icon
265
Canadian Pacific Kansas City
CP
$80.5B
$40K 0.01%
530
– –
OMCL icon
266
Omnicell
OMCL
$1.68B
$40K 0.01%
307
– –
NXQ
267
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$40K 0.01%
2,515
– –
NOBL icon
268
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$39K 0.01%
900
– –
CAG icon
269
Conagra Brands
CAG
$7.23B
$38K 0.01%
1,000
– –
FTNT icon
270
Fortinet
FTNT
$117B
$37K 0.01%
1,000
– –
MRVL icon
271
Marvell Technology
MRVL
$196B
$37K 0.01%
751
+21
+3% +$1.03K
NVAX icon
272
Novavax
NVAX
$1.31B
$37K 0.01%
206
+6
+3% +$1.2K
PWR icon
273
Quanta Services
PWR
$101B
$37K 0.01%
415
– –
ALSK
274
DELISTED
Alaska Communications Systems
ALSK
$37K 0.01%
11,458
– –
WCN
275
Waste Connections
WCN
$42B
$36K 0.01%
334
– –
9 10
11
12 13

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.