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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXQ
251
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$40K 0.01%
2,515
– –
KR icon
252
Kroger
KR
$34.8B
$39K 0.01%
1,216
-1,994
-62% -$64.6K
REZI icon
253
Resideo Technologies
REZI
$3.66B
$39K 0.01%
1,832
– –
STWD icon
254
Starwood Property Trust
STWD
$6.15B
$39K 0.01%
2,000
– –
ALB icon
255
Albemarle
ALB
$15.4B
$38K 0.01%
260
– –
CP icon
256
Canadian Pacific Kansas City
CP
$80B
$37K 0.01%
530
– –
OMCL icon
257
Omnicell
OMCL
$1.69B
$37K 0.01%
307
– –
CAG icon
258
Conagra Brands
CAG
$7.13B
$36K 0.01%
1,000
– –
HTGC icon
259
Hercules Capital
HTGC
$3.21B
$36K 0.01%
2,501
+61
+3% +$776
NOBL icon
260
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$36K 0.01%
900
– –
MRVL icon
261
Marvell Technology
MRVL
$192B
$35K 0.01%
730
+100
+16% +$4.33K
GF
262
New Germany Fund
GF
$186M
$34K 0.01%
1,782
– –
NVO
263
Novo Nordisk
NVO
$208B
$34K 0.01%
970
– –
TWLO icon
264
Twilio
TWLO
$38.3B
$34K 0.01%
100
– –
WCN
265
Waste Connections
WCN
$41.9B
$34K 0.01%
334
– –
WOOD icon
266
iShares Global Timber & Forestry ETF
WOOD
$272M
$34K 0.01%
426
+2
+0.5% +$142
CLX icon
267
Clorox
CLX
$13B
$33K 0.01%
165
– –
SIVR icon
268
abrdn Physical Silver Shares ETF
SIVR
$4.52B
$33K 0.01%
1,285
– –
VV icon
269
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$33K 0.01%
190
-137
-42% -$22.8K
BND icon
270
Vanguard Total Bond Market
BND
$161B
$32K 0.01%
359
– –
IVV icon
271
iShares Core S&P 500 ETF
IVV
$904B
$32K 0.01%
86
– –
PI icon
272
Impinj
PI
$5.45B
$32K 0.01%
759
– –
TDOC icon
273
Teladoc Health
TDOC
$1.29B
$32K 0.01%
159
+34
+27% +$6.91K
BR icon
274
Broadridge
BR
$19.8B
$31K 0.01%
200
– –
COP icon
275
ConocoPhillips
COP
$147B
$31K 0.01%
784
-1,185
-60% -$43.7K
9 10
11
12 13

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.