We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLDM icon
251
SPDR Gold MiniShares Trust
GLDM
$30B
$28K 0.01%
733
– –
HTGC icon
252
Hercules Capital
HTGC
$3.21B
$28K 0.01%
2,440
+67
+3% +$745
MPC icon
253
Marathon Petroleum
MPC
$90B
$28K 0.01%
967
– –
CCL icon
254
Carnival Corporation Ltd
CCL
$38B
$27K 0.01%
1,801
-388
-18% -$6K
LUMN icon
255
Lumen
LUMN
$6.85B
$27K 0.01%
2,630
+9
+0.3% +$94
MVIS icon
256
Microvision
MVIS
$86.9M
$27K 0.01%
938
– –
SE icon
257
Sea Limited
SE
$70.3B
$27K 0.01%
175
+38
+28% +$5.13K
TDOC icon
258
Teladoc Health
TDOC
$1.29B
$27K 0.01%
125
+75
+150% +$15.9K
WOOD icon
259
iShares Global Timber & Forestry ETF
WOOD
$272M
$27K 0.01%
424
– –
BR icon
260
Broadridge
BR
$19.8B
$26K 0.01%
200
– –
DOCU
261
DocuSign
DOCU
$11.4B
$26K 0.01%
122
+75
+160% +$15.6K
FMC icon
262
FMC
FMC
$1.31B
$26K 0.01%
250
– –
NVS icon
263
Novartis
NVS
$298B
$26K 0.01%
294
– –
TTD icon
264
Trade Desk
TTD
$6.29B
$26K 0.01%
500
-50
-9% -$2.28K
RDS.A
265
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$26K 0.01%
1,015
-110
-10% -$3.33K
TCF
266
DELISTED
TCF Financial Corporation Common Stock
TCF
$26K 0.01%
1,111
– –
MUS
267
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$26K 0.01%
2,035
– –
BKH icon
268
Black Hills Corp
BKH
$5.62B
$25K 0.01%
467
– –
HAL icon
269
Halliburton
HAL
$28B
$25K 0.01%
2,114
– –
MRVL icon
270
Marvell Technology
MRVL
$187B
$25K 0.01%
630
– –
TWLO icon
271
Twilio
TWLO
$38B
$25K 0.01%
100
-48
-32% -$11.8K
CCI icon
272
Crown Castle
CCI
$31.3B
$24K 0.01%
145
-35
-19% -$5.78K
FTNT icon
273
Fortinet
FTNT
$120B
$24K 0.01%
1,000
– –
VTV icon
274
Vanguard Morningstar Value ETF
VTV
$192B
$24K 0.01%
232
-3
-1% -$314
WPM icon
275
Wheaton Precious Metals
WPM
$60.6B
$24K 0.01%
480
– –
9 10
11
12 13

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.