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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTV icon
251
Vanguard Morningstar Value ETF
VTV
$192B
$21K 0.01%
+232
New +$25.5K
AGN
252
DELISTED
Allergan plc
AGN
$21K 0.01%
120
-375
-76% -$70.6K
CGC
253
Canopy Growth
CGC
$402M
$20K 0.01%
138
– –
FMC icon
254
FMC
FMC
$1.31B
$20K 0.01%
250
– –
FTNT icon
255
Fortinet
FTNT
$120B
$20K 0.01%
1,000
– –
CALY
256
Callaway Golf Company
CALY
$3.04B
$20K 0.01%
2,000
– –
OMCL icon
257
Omnicell
OMCL
$1.7B
$20K 0.01%
307
– –
SCHZ icon
258
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$20K 0.01%
752
+2
+0.3% +$54
VNQ icon
259
Vanguard Real Estate ETF
VNQ
$38.6B
$20K 0.01%
291
– –
WOOD icon
260
iShares Global Timber & Forestry ETF
WOOD
$272M
$20K 0.01%
420
– –
ALSK
261
DELISTED
Alaska Communications Systems
ALSK
$20K 0.01%
11,458
– –
BSCK
262
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$20K 0.01%
950
– –
AFB
263
AllianceBernstein National Municipal Income Fund
AFB
$316M
$19K 0.01%
1,500
– –
BR icon
264
Broadridge
BR
$19.8B
$19K 0.01%
200
– –
FHLC icon
265
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$19K 0.01%
431
+2
+0.5% +$95
HPE icon
266
Hewlett Packard
HPE
$72.4B
$19K 0.01%
2,000
– –
LW icon
267
Lamb Weston
LW
$7.12B
$19K 0.01%
333
– –
NKX icon
268
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$19K 0.01%
1,375
– –
WBA
269
DELISTED
Walgreens Boots Alliance
WBA
$19K 0.01%
414
– –
WELL icon
270
Welltower
WELL
$169B
$19K 0.01%
422
+34
+9% +$2.51K
WPM icon
271
Wheaton Precious Metals
WPM
$60.6B
$19K 0.01%
680
– –
ATO icon
272
Atmos Energy
ATO
$28.4B
$18K 0.01%
185
– –
HTGC icon
273
Hercules Capital
HTGC
$3.21B
$18K 0.01%
2,308
+55
+2% +$718
IJR icon
274
iShares Core S&P Small-Cap ETF
IJR
$112B
$18K 0.01%
320
– –
NLY icon
275
Annaly Capital Management
NLY
$17.3B
$18K 0.01%
871
-975
-53% -$34.3K
9 10
11
12 13

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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.