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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GF
251
New Germany Fund
GF
$188M
$28K 0.01%
1,782
– –
IVV icon
252
iShares Core S&P 500 ETF
IVV
$902B
$28K 0.01%
86
+29
+51% +$8.97K
NVO
253
Novo Nordisk
NVO
$209B
$28K 0.01%
970
– –
WOOD icon
254
iShares Global Timber & Forestry ETF
WOOD
$274M
$28K 0.01%
420
– –
CP icon
255
Canadian Pacific Kansas City
CP
$80.5B
$27K 0.01%
530
– –
IJR icon
256
iShares Core S&P Small-Cap ETF
IJR
$112B
$27K 0.01%
320
– –
SEDG icon
257
SolarEdge
SEDG
$1.95B
$27K 0.01%
+286
New +$24.5K
VNQ icon
258
Vanguard Real Estate ETF
VNQ
$39B
$27K 0.01%
291
– –
YUM icon
259
Yum! Brands
YUM
$41.1B
$27K 0.01%
266
– –
DD icon
260
DuPont de Nemours
DD
$19.2B
$26K 0.01%
322
– –
MSCI icon
261
MSCI
MSCI
$40.9B
$26K 0.01%
102
– –
TIP icon
262
iShares TIPS Bond ETF
TIP
$14.5B
$26K 0.01%
222
– –
MUS
263
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$26K 0.01%
2,035
– –
BR icon
264
Broadridge
BR
$19B
$25K 0.01%
200
– –
FMC icon
265
FMC
FMC
$1.33B
$25K 0.01%
250
– –
ITA icon
266
iShares US Aerospace & Defense ETF
ITA
$14.7B
$25K 0.01%
+228
New +$25.6K
OMCL icon
267
Omnicell
OMCL
$1.68B
$25K 0.01%
307
– –
POOL icon
268
Pool Corp
POOL
$7.5B
$25K 0.01%
118
– –
RTX icon
269
RTX Corp
RTX
$301B
$25K 0.01%
267
– –
REZI icon
270
Resideo Technologies
REZI
$3.95B
$24K 0.01%
1,985
– –
VMO icon
271
Invesco Municipal Opportunity Trust
VMO
$663M
$24K 0.01%
1,909
+22
+1% +$273
WBA
272
DELISTED
Walgreens Boots Alliance
WBA
$24K 0.01%
414
– –
AMT icon
273
American Tower
AMT
$80.4B
$23K 0.01%
100
– –
FSBW icon
274
FS Bancorp
FSBW
$320M
$23K 0.01%
724
– –
ADM icon
275
Archer Daniels Midland
ADM
$36.9B
$22K 0.01%
473
+1
+0.2% +$43
9 10
11
12 13

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.