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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MET icon
251
MetLife
MET
$62.1B
$24K 0.01%
514
– –
POOL icon
252
Pool Corp
POOL
$7.5B
$24K 0.01%
118
– –
VMO icon
253
Invesco Municipal Opportunity Trust
VMO
$663M
$24K 0.01%
1,887
+23
+1% +$289
RTX icon
254
RTX Corp
RTX
$301B
$23K 0.01%
267
+2
+0.8% +$166
SIVR icon
255
abrdn Physical Silver Shares ETF
SIVR
$4.42B
$23K 0.01%
1,385
– –
WBA
256
DELISTED
Walgreens Boots Alliance
WBA
$23K 0.01%
+414
New +$22.2K
ALSK
257
DELISTED
Alaska Communications Systems
ALSK
$23K 0.01%
13,308
-4,942
-27% -$8.78K
AMT icon
258
American Tower
AMT
$80.4B
$22K 0.01%
+100
New +$21.8K
AWK icon
259
American Water Works
AWK
$26.9B
$22K 0.01%
175
+1
+0.6% +$121
CNI icon
260
Canadian National Railway
CNI
$76.6B
$22K 0.01%
240
– –
DVY icon
261
iShares Select Dividend ETF
DVY
$23.6B
$22K 0.01%
220
– –
FMC icon
262
FMC
FMC
$1.33B
$22K 0.01%
+250
New +$21.5K
GLDM icon
263
SPDR Gold MiniShares Trust
GLDM
$29.5B
$22K 0.01%
733
– –
MSCI icon
264
MSCI
MSCI
$40.9B
$22K 0.01%
102
– –
OMCL icon
265
Omnicell
OMCL
$1.68B
$22K 0.01%
307
– –
AYR
266
DELISTED
Aircastle Ltd
AYR
$22K 0.01%
1,000
– –
ATO icon
267
Atmos Energy
ATO
$28.8B
$21K 0.01%
185
– –
NKX icon
268
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$21K 0.01%
1,375
– –
SABA
269
Saba Capital Income & Opportunities Fund II
SABA
$223M
$21K 0.01%
1,675
– –
SO icon
270
Southern Company
SO
$107B
$21K 0.01%
338
– –
STM icon
271
STMicroelectronics
STM
$50B
$21K 0.01%
1,065
– –
COLB icon
272
Columbia Banking Systems
COLB
$8.84B
$20K 0.01%
553
– –
CVNA icon
273
Carvana
CVNA
$77.9B
$20K 0.01%
1,500
– –
F icon
274
Ford
F
$55.7B
$20K 0.01%
2,236
+10
+0.4% +$95
PI icon
275
Impinj
PI
$5.6B
$20K 0.01%
659
-2
-0.3% -$70
9 10
11
12 13

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MCM
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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.