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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEC icon
251
WEC Energy
WEC
$35.1B
$27K 0.01%
340
– –
BSCJ
252
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$27K 0.01%
1,265
-5,585
-82% -$118K
VTI icon
253
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$26K 0.01%
181
– –
WOOD icon
254
iShares Global Timber & Forestry ETF
WOOD
$274M
$26K 0.01%
412
– –
ABMD
255
DELISTED
Abiomed Inc
ABMD
$26K 0.01%
90
– –
GF
256
New Germany Fund
GF
$188M
$25K 0.01%
1,782
– –
GLDM icon
257
SPDR Gold MiniShares Trust
GLDM
$29.5B
$25K 0.01%
975
-125
-11% -$3.26K
IJR icon
258
iShares Core S&P Small-Cap ETF
IJR
$112B
$25K 0.01%
320
– –
NVO
259
Novo Nordisk
NVO
$209B
$25K 0.01%
970
– –
NVS icon
260
Novartis
NVS
$297B
$25K 0.01%
296
– –
OMCL icon
261
Omnicell
OMCL
$1.68B
$25K 0.01%
307
– –
TIP icon
262
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.01%
222
– –
DISH
263
DELISTED
DISH Network Corp.
DISH
$25K 0.01%
800
– –
MUS
264
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$25K 0.01%
2,035
– –
MDT icon
265
Medtronic
MDT
$112B
$24K 0.01%
260
– –
FNKO icon
266
Funko
FNKO
$328M
$23K 0.01%
1,065
-250
-19% -$4.59K
IJH icon
267
iShares Core S&P Mid-Cap ETF
IJH
$127B
$23K 0.01%
600
+245
+69% +$9.05K
OLLI icon
268
Ollie's Bargain Outlet
OLLI
$4.94B
$23K 0.01%
272
– –
HIG icon
269
Hartford Financial Services
HIG
$39.3B
$22K 0.01%
446
– –
MET icon
270
MetLife
MET
$62.1B
$22K 0.01%
514
– –
SAGE
271
DELISTED
Sage Therapeutics
SAGE
$22K 0.01%
137
– –
VMO icon
272
Invesco Municipal Opportunity Trust
VMO
$663M
$22K 0.01%
1,841
+26
+1% +$306
BR icon
273
Broadridge
BR
$19B
$21K 0.01%
200
– –
BTI icon
274
British American Tobacco
BTI
$128B
$21K 0.01%
504
– –
EPR icon
275
EPR Properties
EPR
$4.77B
$21K 0.01%
+272
New +$19.8K
9 10
11
12 13

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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.