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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CP icon
251
Canadian Pacific Kansas City
CP
$80.5B
$24K 0.01%
665
– –
MDT icon
252
Medtronic
MDT
$112B
$24K 0.01%
260
– –
PSX icon
253
Phillips 66
PSX
$81.4B
$24K 0.01%
284
– –
TIP icon
254
iShares TIPS Bond ETF
TIP
$14.5B
$24K 0.01%
222
– –
WEC icon
255
WEC Energy
WEC
$35.1B
$24K 0.01%
340
– –
WOOD icon
256
iShares Global Timber & Forestry ETF
WOOD
$274M
$24K 0.01%
412
+6
+1% +$387
FBIN icon
257
Fortune Brands Innovations
FBIN
$6.06B
$23K 0.01%
702
– –
HTGC icon
258
Hercules Capital
HTGC
$3.23B
$23K 0.01%
2,054
+51
+3% +$622
LULU icon
259
lululemon athletica
LULU
$14.6B
$23K 0.01%
192
– –
NVS icon
260
Novartis
NVS
$297B
$23K 0.01%
296
– –
VTI icon
261
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$23K 0.01%
+181
New +$25K
MUS
262
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$23K 0.01%
2,035
– –
CMU
263
DELISTED
MFS High Yield Municipal Trust
CMU
$22K 0.01%
5,321
– –
CNI icon
264
Canadian National Railway
CNI
$76.6B
$22K 0.01%
300
– –
EPAM icon
265
EPAM Systems
EPAM
$5.03B
$22K 0.01%
190
– –
IJR icon
266
iShares Core S&P Small-Cap ETF
IJR
$112B
$22K 0.01%
320
– –
NVO
267
Novo Nordisk
NVO
$209B
$22K 0.01%
970
– –
Y
268
DELISTED
Alleghany Corp
Y
$22K 0.01%
36
-6
-14% -$3.7K
ORBC
269
DELISTED
ORBCOMM, Inc.
ORBC
$22K 0.01%
2,716
– –
EBAY icon
270
eBay
EBAY
$49.8B
$21K 0.01%
751
-715
-49% -$21K
GF
271
New Germany Fund
GF
$188M
$21K 0.01%
1,782
– –
MET icon
272
MetLife
MET
$62.1B
$21K 0.01%
514
+130
+34% +$5.58K
VWO icon
273
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$21K 0.01%
559
-935
-63% -$36.2K
CELG
274
DELISTED
Celgene Corp
CELG
$21K 0.01%
322
– –
CPK icon
275
Chesapeake Utilities
CPK
$3.21B
$20K 0.01%
250
– –
9 10
11
12 13

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.