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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELG
251
DELISTED
Celgene Corp
CELG
$34K 0.02%
322
– –
FURY
252
Fury Gold Mines
FURY
$101M
$33K 0.02%
13,500
– –
HPE icon
253
Hewlett Packard
HPE
$69.4B
$33K 0.02%
2,301
-349
-13% -$4.96K
MMU
254
Western Asset Managed Municipals Fund
MMU
$547M
$33K 0.02%
2,363
– –
AIT icon
255
Applied Industrial Technologies
AIT
$13B
$32K 0.02%
472
– –
COP icon
256
ConocoPhillips
COP
$145B
$32K 0.02%
584
-35
-6% -$1.8K
HOG icon
257
Harley-Davidson
HOG
$2.66B
$32K 0.02%
625
– –
MIC
258
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$32K 0.02%
+500
New +$33.9K
SO icon
259
Southern Company
SO
$107B
$31K 0.02%
638
– –
TJX icon
260
TJX Companies
TJX
$174B
$31K 0.02%
800
– –
VFL
261
DELISTED
abrdn National Municipal Income Fund
VFL
$31K 0.02%
2,327
– –
RSPF icon
262
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$312M
$30K 0.01%
680
-272,405
-100% -$11.6M
RSPT icon
263
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$30K 0.01%
2,110
-802,980
-100% -$11.4M
AMT icon
264
American Tower
AMT
$80.6B
$29K 0.01%
+200
New +$28.6K
BXMX
265
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$29K 0.01%
+2,064
New +$29K
GWW icon
266
W.W. Grainger
GWW
$64.7B
$29K 0.01%
123
– –
PSX icon
267
Phillips 66
PSX
$82.7B
$29K 0.01%
284
– –
WOOD icon
268
iShares Global Timber & Forestry ETF
WOOD
$273M
$29K 0.01%
402
+1
+0.2% +$70
BKH icon
269
Black Hills Corp
BKH
$5.42B
$28K 0.01%
467
– –
CALY
270
Callaway Golf Company
CALY
$3.43B
$28K 0.01%
2,000
– –
STEW
271
SRH Total Return Fund
STEW
$1.8B
$28K 0.01%
+2,500
New +$26.6K
MLNX
272
DELISTED
Mellanox Technologies, Ltd.
MLNX
$26K 0.01%
400
– –
MUS
273
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$26K 0.01%
1,949
+27
+1% +$363
C icon
274
Citigroup
C
$230B
$25K 0.01%
336
-2,426
-88% -$179K
CMU
275
DELISTED
MFS High Yield Municipal Trust
CMU
$25K 0.01%
5,321
– –
9 10
11
12 13

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AAS
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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.