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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
251
Rio Tinto
RIO
$165B
$31K 0.02%
667
-48
-7% -$2.23K
SO icon
252
Southern Company
SO
$107B
$31K 0.02%
638
– –
VFL
253
DELISTED
abrdn National Municipal Income Fund
VFL
$31K 0.02%
2,327
– –
VRSN icon
254
VeriSign
VRSN
$26.6B
$31K 0.02%
293
– –
EPC icon
255
Edgewell Personal Care
EPC
$1.34B
$30K 0.02%
407
– –
HOG icon
256
Harley-Davidson
HOG
$2.77B
$30K 0.02%
625
– –
CALY
257
Callaway Golf Company
CALY
$3.46B
$29K 0.01%
2,000
– –
NKE icon
258
Nike
NKE
$61.8B
$29K 0.01%
556
+1
+0.2% +$56
TJX icon
259
TJX Companies
TJX
$176B
$29K 0.01%
800
– –
BMO icon
260
Bank of Montreal
BMO
$127B
$28K 0.01%
365
– –
PI icon
261
Impinj
PI
$4.95B
$28K 0.01%
663
+145
+28% +$6.1K
MDT icon
262
Medtronic
MDT
$110B
$27K 0.01%
343
– –
STT icon
263
State Street
STT
$51.4B
$27K 0.01%
+1,000
New +$93.1K
WOOD icon
264
iShares Global Timber & Forestry ETF
WOOD
$270M
$27K 0.01%
401
+143
+55% +$9.06K
STI
265
DELISTED
SunTrust Banks, Inc.
STI
$27K 0.01%
1,033
+1,000
+3,030% +$56.5K
A icon
266
Agilent Technologies
A
$39.8B
$26K 0.01%
399
– –
KKR icon
267
KKR & Co
KKR
$93.6B
$26K 0.01%
1,300
– –
PSX icon
268
Phillips 66
PSX
$81B
$26K 0.01%
284
– –
MUS
269
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$26K 0.01%
1,922
+27
+1% +$373
CMU
270
DELISTED
MFS High Yield Municipal Trust
CMU
$25K 0.01%
5,321
– –
CNI icon
271
Canadian National Railway
CNI
$77B
$25K 0.01%
300
– –
HIG icon
272
Hartford Financial Services
HIG
$39.2B
$25K 0.01%
446
– –
NVS icon
273
Novartis
NVS
$294B
$25K 0.01%
319
– –
TIP icon
274
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.01%
222
– –
CAH icon
275
Cardinal Health
CAH
$55.7B
$24K 0.01%
355
+1
+0.3% +$71
9 10
11
12 13

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.