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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDT icon
251
Medtronic
MDT
$109B
$30K 0.02%
343
-200
-37% -$16.9K
RIO icon
252
Rio Tinto
RIO
$158B
$30K 0.02%
715
-45
-6% -$1.8K
DATA
253
DELISTED
Tableau Software, Inc.
DATA
$30K 0.02%
490
+124
+34% +$7.27K
TJX icon
254
TJX Companies
TJX
$174B
$29K 0.02%
800
– –
AIT icon
255
Applied Industrial Technologies
AIT
$12.8B
$28K 0.01%
472
– –
CAH icon
256
Cardinal Health
CAH
$53.9B
$28K 0.01%
354
-89
-20% -$6.72K
BMO icon
257
Bank of Montreal
BMO
$126B
$27K 0.01%
365
-300
-45% -$21.2K
VRSN icon
258
VeriSign
VRSN
$26.2B
$27K 0.01%
293
-336
-53% -$30.3K
CALY
259
Callaway Golf Company
CALY
$3.32B
$26K 0.01%
2,000
– –
CMU
260
DELISTED
MFS High Yield Municipal Trust
CMU
$25K 0.01%
+5,321
New +$24.8K
KMI icon
261
Kinder Morgan
KMI
$71.7B
$25K 0.01%
1,329
+220
+20% +$4.37K
PI icon
262
Impinj
PI
$4.62B
$25K 0.01%
518
– –
TIP icon
263
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.01%
222
– –
MUS
264
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$25K 0.01%
1,895
+26
+1% +$352
A icon
265
Agilent Technologies
A
$39.1B
$24K 0.01%
399
– –
CNI icon
266
Canadian National Railway
CNI
$76.9B
$24K 0.01%
300
– –
HTGC icon
267
Hercules Capital
HTGC
$3.07B
$24K 0.01%
+1,779
New +$24.7K
KKR icon
268
KKR & Co
KKR
$91.1B
$24K 0.01%
1,300
– –
NVS icon
269
Novartis
NVS
$297B
$24K 0.01%
319
-36
-10% -$2.55K
AABA
270
DELISTED
Altaba Inc
AABA
$24K 0.01%
+443
New +$24.1K
FNDX icon
271
Schwab Fundamental US Large Company Index ETF
FNDX
$26.7B
$23K 0.01%
2,055
– –
HIG icon
272
Hartford Financial Services
HIG
$38.9B
$23K 0.01%
446
– –
IDCC icon
273
InterDigital
IDCC
$7.87B
$23K 0.01%
300
-30
-9% -$2.51K
PSX icon
274
Phillips 66
PSX
$84.9B
$23K 0.01%
284
– –
SABA
275
Saba Capital Income & Opportunities Fund II
SABA
$220M
$23K 0.01%
1,675
– –
9 10
11
12 13

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.