TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
This Quarter Return
+5.44%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$159M
AUM Growth
+$159M
Cap. Flow
-$585K
Cap. Flow %
-0.37%
Top 10 Hldgs %
47.31%
Holding
775
New
100
Increased
127
Reduced
103
Closed
74

Top Buys

1
SCHV icon
Schwab US Large-Cap Value ETF
SCHV
$1.82M
2
SLYV icon
SPDR S&P 600 Small Cap Value ETF
SLYV
$963K
3
SCHF icon
Schwab International Equity ETF
SCHF
$878K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
$514K
5
MDYV icon
SPDR S&P 400 Mid Cap Value ETF
MDYV
$463K

Top Sells

1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$3.48M
2
SE
Spectra Energy Corp Wi
SE
$365K
3
MA icon
Mastercard
MA
$346K
4
STJ
St Jude Medical
STJ
$314K
5
SQQQ icon
ProShares UltraPro Short QQQ
SQQQ
$279K

Sector Composition

1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VFL
251
abrdn National Municipal Income Fund
VFL
$118M
– –
0
– –
AIT icon
252
Applied Industrial Technologies
AIT
$9.95B
$29K 0.02%
472
– –
GWW icon
253
W.W. Grainger
GWW
$48.5B
$29K 0.02%
123
– –
MMU
254
Western Asset Managed Municipals Fund
MMU
$540M
– –
0
– –
BIDU icon
255
Baidu
BIDU
$33.1B
$28K 0.02%
164
– –
IDCC icon
256
InterDigital
IDCC
$7.01B
$28K 0.02%
330
– –
NVDA icon
257
NVIDIA
NVDA
$4.16T
$28K 0.02%
260
-249
-49% -$26.8K
HSY icon
258
Hershey
HSY
$37.3B
$27K 0.02%
250
– –
JCI icon
259
Johnson Controls International
JCI
$69.9B
$27K 0.02%
639
-42
-6% -$1.78K
GAU
260
Galiano Gold
GAU
$597M
$26K 0.02%
10,000
– –
GF
261
New Germany Fund
GF
$189M
$26K 0.02%
1,782
– –
IYE icon
262
iShares US Energy ETF
IYE
$1.2B
$26K 0.02%
681
– –
SINA
263
DELISTED
Sina Corp
SINA
$26K 0.02%
360
-200
-36% -$14.4K
CMU
264
MFS High Yield Municipal Trust
CMU
$84.1M
– –
0
– –
ECL icon
265
Ecolab
ECL
$78.6B
$25K 0.02%
200
– –
KBE icon
266
SPDR S&P Bank ETF
KBE
$1.6B
$25K 0.02%
585
+115
+24% +$4.92K
SCHB icon
267
Schwab US Broad Market ETF
SCHB
$35.9B
$25K 0.02%
432
+78
+22% +$4.51K
TIP icon
268
iShares TIPS Bond ETF
TIP
$13.5B
$25K 0.02%
222
– –
GER
269
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
0
– –
MUS
270
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$25K 0.02%
1,869
+28
+2% +$375
EOG icon
271
EOG Resources
EOG
$68.2B
$24K 0.02%
243
+33
+16% +$3.26K
KKR icon
272
KKR & Co
KKR
$124B
$24K 0.02%
1,300
– –
KMI icon
273
Kinder Morgan
KMI
$60B
$24K 0.02%
1,109
+2
+0.2% +$43
NVS icon
274
Novartis
NVS
$245B
$24K 0.02%
318
+265
+500% +$20K
CDK
275
DELISTED
CDK Global, Inc.
CDK
$24K 0.02%
366
-10
-3% -$656
9 10
11
12 13