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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$560K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFL
251
DELISTED
abrdn National Municipal Income Fund
VFL
– –
0
– –
AIT icon
252
Applied Industrial Technologies
AIT
$13.2B
$29K 0.02%
472
– –
GWW icon
253
W.W. Grainger
GWW
$60.5B
$29K 0.02%
123
– –
MMU
254
Western Asset Managed Municipals Fund
MMU
$548M
– –
0
– –
BIDU icon
255
Baidu
BIDU
$37.7B
$28K 0.02%
164
– –
IDCC icon
256
InterDigital
IDCC
$8.53B
$28K 0.02%
330
– –
NVDA icon
257
NVIDIA
NVDA
$5.31T
$28K 0.02%
10,400
-9,960
-49% -$26.5K
HSY icon
258
Hershey
HSY
$36.1B
$27K 0.02%
250
– –
JCI icon
259
Johnson Controls International
JCI
$93.1B
$27K 0.02%
639
-42
-6% -$1.78K
GAU
260
Galiano Gold
GAU
$470M
$26K 0.02%
10,000
– –
GF
261
New Germany Fund
GF
$185M
$26K 0.02%
1,782
– –
IYE icon
262
iShares US Energy ETF
IYE
$1.7B
$26K 0.02%
681
– –
SINA
263
DELISTED
Sina Corp
SINA
$26K 0.02%
360
-200
-36% -$14.2K
CMU
264
DELISTED
MFS High Yield Municipal Trust
CMU
– –
0
– –
ECL icon
265
Ecolab
ECL
$80.3B
$25K 0.02%
200
– –
KBE icon
266
State Street SPDR S&P Bank ETF
KBE
$1.68B
$25K 0.02%
585
+115
+24% +$5.06K
SCHB icon
267
Schwab US Broad Market ETF
SCHB
$44.6B
$25K 0.02%
2,592
+468
+22% +$4.39K
TIP icon
268
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.02%
222
– –
GER
269
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
– –
0
– –
MUS
270
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$25K 0.02%
1,869
+28
+2% +$378
EOG icon
271
EOG Resources
EOG
$70.4B
$24K 0.02%
243
+33
+16% +$3.29K
KKR icon
272
KKR & Co
KKR
$94.9B
$24K 0.02%
1,300
– –
KMI icon
273
Kinder Morgan
KMI
$69.3B
$24K 0.02%
1,109
+2
+0.2% +$44
NVS icon
274
Novartis
NVS
$294B
$24K 0.02%
355
+296
+502% +$19.7K
CDK
275
DELISTED
CDK Global, Inc.
CDK
$24K 0.02%
366
-10
-3% -$640
9 10
11
12 13

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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.