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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
251
NextEra Energy
NEE
$177B
$30K 0.02%
1,016
-6,768
-87% -$202K
WELL icon
252
Welltower
WELL
$171B
– –
-510
Closed -$33.8K
BKH icon
253
Black Hills Corp
BKH
$5.68B
$29K 0.02%
467
– –
B
254
Barrick Mining
B
$73.2B
$29K 0.02%
1,833
-296
-14% -$4.69K
GWW icon
255
W.W. Grainger
GWW
$60.2B
$29K 0.02%
123
– –
MMU
256
Western Asset Managed Municipals Fund
MMU
$554M
– –
-2,138
Closed -$29.7K
RIO icon
257
Rio Tinto
RIO
$164B
$29K 0.02%
760
-100
-12% -$3.67K
AIT icon
258
Applied Industrial Technologies
AIT
$13.3B
$28K 0.02%
472
– –
IYE icon
259
iShares US Energy ETF
IYE
$1.71B
$28K 0.02%
681
– –
JCI icon
260
Johnson Controls International
JCI
$92.2B
$28K 0.02%
681
-459
-40% -$20.1K
ATO icon
261
Atmos Energy
ATO
$28.8B
$27K 0.02%
370
– –
BIDU icon
262
Baidu
BIDU
$37.2B
$27K 0.02%
164
– –
CSX icon
263
CSX Corp
CSX
$93.1B
$27K 0.02%
2,244
-591
-21% -$6.63K
HSY icon
264
Hershey
HSY
$36.6B
$26K 0.02%
250
– –
LUMN icon
265
Lumen
LUMN
$6.44B
$26K 0.02%
1,107
– –
TIP icon
266
iShares TIPS Bond ETF
TIP
$14.5B
$25K 0.02%
222
– –
MUS
267
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$25K 0.02%
1,841
+27
+1% +$364
CMU
268
DELISTED
MFS High Yield Municipal Trust
CMU
– –
-5,321
Closed -$24.1K
WIT icon
269
Wipro
WIT
$20B
$24K 0.02%
13,275
– –
AB icon
270
AllianceBernstein
AB
$3.47B
– –
-1,000
Closed -$22.6K
ECL icon
271
Ecolab
ECL
$79.9B
$23K 0.02%
200
– –
GF
272
New Germany Fund
GF
$188M
$23K 0.02%
1,782
– –
KMI icon
273
Kinder Morgan
KMI
$68.7B
$23K 0.02%
1,107
+1
+0.1% +$21
FNDX icon
274
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$22K 0.01%
2,055
– –
KR icon
275
Kroger
KR
$34.8B
$22K 0.01%
623
+1
+0.2% +$33
9 10
11
12 13

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.