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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$147M
AUM Growth
+$8.37M
Cap. Flow
+$5.23M
Cap. Flow %
3.57%
Top 10 Hldgs %
45.23%
Holding
735
New
48
Increased
116
Reduced
88
Closed
100

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.27M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.1M
3
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.07M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$930K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$461K

Top Sells

Rank Stock Value
1
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.5M
2
MSFT icon
Microsoft
MSFT
+$1.23M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$418K
4
PCL
PLUM CREEK TIMBER CO (REIT)
PCL
+$178K
5
VMI icon
Valmont Industries
VMI
+$111K

Sector Composition

Rank Sector Weight
1 Technology 23.15%
2 Industrials 6.7%
3 Consumer Discretionary 4.9%
4 Healthcare 4.42%
5 Consumer Staples 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISH
251
DELISTED
DISH Network Corp.
DISH
$37K 0.03%
800
– –
HPQ icon
252
HP
HPQ
$27.5B
$36K 0.02%
2,911
– –
REGN icon
253
Regeneron Pharmaceuticals
REGN
$80.8B
$36K 0.02%
100
– –
NXQ
254
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$36K 0.02%
2,515
– –
NXR
255
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$36K 0.02%
2,438
– –
BABA icon
256
Alibaba
BABA
$308B
$35K 0.02%
448
– –
CLX icon
257
Clorox
CLX
$12.7B
$35K 0.02%
280
+20
+8% +$2.54K
EW icon
258
Edwards Lifesciences
EW
$51.7B
$35K 0.02%
1,200
– –
COLB icon
259
Columbia Banking Systems
COLB
$8.84B
$34K 0.02%
1,142
+1,036
+977% +$30.4K
FBIN icon
260
Fortune Brands Innovations
FBIN
$6.06B
$34K 0.02%
702
– –
IEF icon
261
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$34K 0.02%
310
+290
+1,450% +$31.6K
PCG icon
262
PG&E
PCG
$38.5B
$34K 0.02%
568
+4
+0.7% +$223
PSQ icon
263
ProShares Short QQQ
PSQ
$722M
$34K 0.02%
128
– –
SPSB icon
264
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$34K 0.02%
+1,121
New +$34.1K
VWO icon
265
Vanguard FTSE Emerging Markets ETF
VWO
$124B
$34K 0.02%
970
+547
+129% +$17.2K
ESV
266
DELISTED
Ensco Rowan plc
ESV
$34K 0.02%
+825
New +$33.7K
BMO icon
267
Bank of Montreal
BMO
$127B
$33K 0.02%
540
– –
EPC icon
268
Edgewell Personal Care
EPC
$1.31B
$33K 0.02%
407
– –
WELL icon
269
Welltower
WELL
$171B
– –
0
– –
CCL icon
270
Carnival Corporation Ltd
CCL
$39.7B
$32K 0.02%
602
– –
HOG icon
271
Harley-Davidson
HOG
$2.71B
$32K 0.02%
615
-195
-24% -$8.51K
PSX icon
272
Phillips 66
PSX
$81.4B
$32K 0.02%
375
-140
-27% -$11.4K
VFL
273
DELISTED
abrdn National Municipal Income Fund
VFL
– –
0
– –
WMB icon
274
Williams Companies
WMB
$86.1B
$32K 0.02%
+2,000
New +$34.4K
CELG
275
DELISTED
Celgene Corp
CELG
$32K 0.02%
322
– –
9 10
11
12 13

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Tradewinds Capital Management's Q1 2016 Portfolio in Review

As of Q1 2016, Tradewinds Capital Management held 735 positions worth $147M, up 6% from $138M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management deployed $5.23M of net new capital in Q1 2016, opening 48 new positions and adding to 116 existing holdings. Its largest new stake was ProShares UltraShort S&P500: 26 shares worth $50K.

By sector, the portfolio is most concentrated in Technology at 23% of assets, down from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, an estimated $1.5M trimmed.

  • Tradewinds Capital Management's largest Q1 2016 buy was ProShares UltraShort S&P500: 26 shares worth $50K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2016, an estimated $3.27M increase.
  • Tradewinds Capital Management's biggest Q1 2016 reduction was State Street SPDR S&P 400 Mid Cap Growth ETF, cutting an estimated $1.5M.
  • Tradewinds Capital Management fully exited PLUM CREEK TIMBER CO (REIT) in Q1 2016, selling an estimated $178K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $147M portfolio in Q1 2016.
  • Tradewinds Capital Management opened 48 new positions and closed 100 in Q1 2016.
  • Tradewinds Capital Management's portfolio value rose 6% quarter-over-quarter to $147M.

Based on Tradewinds Capital Management's 13F filing for Q1 2016, filed 4 May 2016.