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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATO icon
251
Atmos Energy
ATO
$28.8B
$32K 0.02%
579
– –
DFS
252
DELISTED
Discover Financial Services
DFS
$32K 0.02%
495
– –
VB icon
253
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$32K 0.02%
278
– –
CI icon
254
Cigna
CI
$74.6B
$31K 0.02%
300
– –
GWW icon
255
W.W. Grainger
GWW
$60.2B
$31K 0.02%
123
+23
+23% +$5.67K
HES
256
DELISTED
Hess
HES
$31K 0.02%
419
-70
-14% -$5.54K
KEYS icon
257
Keysight
KEYS
$58.3B
$30K 0.02%
+880
New +$28.7K
STT icon
258
State Street
STT
$50.7B
$30K 0.02%
385
– –
EQNR icon
259
Equinor
EQNR
$92.4B
$29K 0.02%
1,670
-376
-18% -$8.02K
HSY icon
260
Hershey
HSY
$36.6B
$29K 0.02%
275
– –
LVS icon
261
Las Vegas Sands
LVS
$29.6B
$29K 0.02%
500
– –
PCG icon
262
PG&E
PCG
$38.5B
$29K 0.02%
551
+177
+47% +$8.77K
TWC
263
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$29K 0.02%
190
-33
-15% -$4.76K
OGS icon
264
ONE Gas
OGS
$5.04B
$28K 0.02%
690
– –
PFG icon
265
Principal Financial Group
PFG
$24.3B
$28K 0.02%
543
+43
+9% +$2.23K
WIT icon
266
Wipro
WIT
$20B
$28K 0.02%
13,275
– –
CCL icon
267
Carnival Corporation Ltd
CCL
$39.7B
$27K 0.02%
602
+100
+20% +$4.09K
FBIN icon
268
Fortune Brands Innovations
FBIN
$6.06B
$27K 0.02%
702
– –
OMER icon
269
Omeros
OMER
$959M
$27K 0.02%
1,100
-2,900
-73% -$52.8K
TJX icon
270
TJX Companies
TJX
$178B
$27K 0.02%
800
– –
AB icon
271
AllianceBernstein
AB
$3.47B
– –
0
– –
IIM icon
272
Invesco Value Municipal Income Trust
IIM
$598M
$26K 0.02%
1,590
-40,774
-96% -$646K
RMTI icon
273
Rockwell Medical
RMTI
$28.2M
$26K 0.02%
23
– –
BKH icon
274
Black Hills Corp
BKH
$5.68B
$25K 0.02%
467
– –
ES icon
275
Eversource Energy
ES
$27.2B
$25K 0.02%
464
– –
9 10
11
12 13

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.