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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWC
251
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$32K 0.02%
223
– –
ALLE icon
252
Allegion
ALLE
$14.4B
$31K 0.02%
649
-186
-22% -$9.75K
LVS icon
253
Las Vegas Sands
LVS
$29.6B
$31K 0.02%
+500
New +$34.4K
VB icon
254
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$31K 0.02%
278
– –
CELG
255
DELISTED
Celgene Corp
CELG
$31K 0.02%
322
– –
VXX
256
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$31K 0.02%
63
– –
DBA icon
257
Invesco DB Agriculture Fund
DBA
$1.23B
$30K 0.02%
1,171
+100
+9% +$2.62K
GF
258
New Germany Fund
GF
$188M
$30K 0.02%
1,782
– –
GS icon
259
Goldman Sachs
GS
$303B
$30K 0.02%
164
– –
MNKD icon
260
MannKind Corp
MNKD
$1.32B
$30K 0.02%
1,000
-1,000
-50% -$39.5K
WIT icon
261
Wipro
WIT
$20B
$30K 0.02%
13,275
– –
KMP
262
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$30K 0.02%
319
– –
BSCH
263
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$30K 0.02%
+1,317
New +$30.1K
WOLF icon
264
Wolfspeed
WOLF
$1.71B
$29K 0.02%
705
– –
ATO icon
265
Atmos Energy
ATO
$28.8B
$28K 0.02%
579
– –
OXY icon
266
Occidental Petroleum
OXY
$55.9B
$28K 0.02%
306
-52
-15% -$4.99K
PSX icon
267
Phillips 66
PSX
$81.4B
$28K 0.02%
346
– –
RTX icon
268
RTX Corp
RTX
$301B
$28K 0.02%
427
+348
+441% +$23.9K
STT icon
269
State Street
STT
$50.7B
$28K 0.02%
385
+251
+187% +$17.9K
CI icon
270
Cigna
CI
$74.6B
$27K 0.02%
300
– –
EMR icon
271
Emerson Electric
EMR
$88.3B
$27K 0.02%
429
– –
B
272
Barrick Mining
B
$73.2B
$27K 0.02%
1,856
-500
-21% -$8.91K
SABA
273
Saba Capital Income & Opportunities Fund II
SABA
$223M
$27K 0.02%
1,675
– –
HSY icon
274
Hershey
HSY
$36.6B
$26K 0.02%
275
+25
+10% +$2.31K
PFG icon
275
Principal Financial Group
PFG
$24.3B
$26K 0.02%
500
-136
-21% -$7.12K
9 10
11
12 13

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.