TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+1.63%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.17M
Cap. Flow %
-0.89%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
$410K
2
VKQ icon
Invesco Municipal Trust
VKQ
$173K
3
SCHH icon
Schwab US REIT ETF
SCHH
$162K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$151K

Top Sells

1
MSFT icon
Microsoft
MSFT
$1.27M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
$319K
3
AAPL icon
Apple
AAPL
$119K
4
T icon
AT&T
T
$110K
5
SBUX icon
Starbucks
SBUX
$108K

Sector Composition

1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TWC
251
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$32K 0.02%
223
– –
ALLE icon
252
Allegion
ALLE
$14.8B
$31K 0.02%
649
-186
-22% -$8.88K
LVS icon
253
Las Vegas Sands
LVS
$36.9B
$31K 0.02%
+500
New +$31K
VB icon
254
Vanguard Small-Cap ETF
VB
$67.2B
$31K 0.02%
278
– –
CELG
255
DELISTED
Celgene Corp
CELG
$31K 0.02%
322
– –
VXX
256
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$31K 0.02%
63
– –
DBA icon
257
Invesco DB Agriculture Fund
DBA
$804M
$30K 0.02%
1,171
+100
+9% +$2.56K
GF
258
New Germany Fund
GF
$184M
$30K 0.02%
1,782
– –
GS icon
259
Goldman Sachs
GS
$223B
$30K 0.02%
164
– –
MNKD icon
260
MannKind Corp
MNKD
$1.7B
$30K 0.02%
1,000
-1,000
-50% -$30K
WIT icon
261
Wipro
WIT
$28.6B
$30K 0.02%
13,275
– –
KMP
262
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$30K 0.02%
319
– –
BSCH
263
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$30K 0.02%
+1,317
New +$30K
WOLF icon
264
Wolfspeed
WOLF
$196M
$29K 0.02%
705
– –
ATO icon
265
Atmos Energy
ATO
$26.7B
$28K 0.02%
579
– –
OXY icon
266
Occidental Petroleum
OXY
$45.2B
$28K 0.02%
306
-52
-15% -$4.76K
PSX icon
267
Phillips 66
PSX
$53.2B
$28K 0.02%
346
– –
RTX icon
268
RTX Corp
RTX
$211B
$28K 0.02%
427
+348
+441% +$22.8K
STT icon
269
State Street
STT
$32B
$28K 0.02%
385
+251
+187% +$18.3K
CI icon
270
Cigna
CI
$81.5B
$27K 0.02%
300
– –
EMR icon
271
Emerson Electric
EMR
$74.6B
$27K 0.02%
429
– –
B
272
Barrick Mining Corporation
B
$48.5B
$27K 0.02%
1,856
-500
-21% -$7.27K
SABA
273
Saba Capital Income & Opportunities Fund II
SABA
$257M
$27K 0.02%
1,675
– –
HSY icon
274
Hershey
HSY
$37.6B
$26K 0.02%
275
+25
+10% +$2.36K
PFG icon
275
Principal Financial Group
PFG
$17.8B
$26K 0.02%
500
-136
-21% -$7.07K
9 10
11
12 13