We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXQ
251
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$34K 0.03%
2,515
– –
NXR
252
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$34K 0.03%
2,438
– –
GF
253
New Germany Fund
GF
$185M
$33K 0.03%
1,782
– –
VB icon
254
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$33K 0.03%
278
– –
TWC
255
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$33K 0.03%
223
+8
+4% +$1.12K
AWK icon
256
American Water Works
AWK
$26.7B
$32K 0.02%
645
+185
+40% +$8.7K
PFG icon
257
Principal Financial Group
PFG
$24.6B
$32K 0.02%
636
– –
CFN
258
DELISTED
CAREFUSION CORPORATION
CFN
$32K 0.02%
726
– –
ATO icon
259
Atmos Energy
ATO
$28.7B
$31K 0.02%
579
– –
BIDU icon
260
Baidu
BIDU
$37.7B
$31K 0.02%
164
– –
DFS
261
DELISTED
Discover Financial Services
DFS
$31K 0.02%
495
– –
NLY icon
262
Annaly Capital Management
NLY
$17.1B
$30K 0.02%
648
+2
+0.3% +$92
WIT icon
263
Wipro
WIT
$19.8B
$30K 0.02%
13,275
– –
BKH icon
264
Black Hills Corp
BKH
$5.46B
$29K 0.02%
467
– –
DBA icon
265
Invesco DB Agriculture Fund
DBA
$1.23B
$29K 0.02%
1,071
– –
GRPN icon
266
Groupon
GRPN
$1.04B
$29K 0.02%
217
-40
-16% -$5.27K
TSLA icon
267
Tesla
TSLA
$1.27T
$29K 0.02%
1,785
+90
+5% +$1.25K
VXX
268
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$29K 0.02%
63
– –
CI icon
269
Cigna
CI
$71.5B
$28K 0.02%
300
– –
EMR icon
270
Emerson Electric
EMR
$91B
$28K 0.02%
429
-2
-0.5% -$134
PSX icon
271
Phillips 66
PSX
$81.2B
$28K 0.02%
346
-2
-0.6% -$165
REGN icon
272
Regeneron Pharmaceuticals
REGN
$79.1B
$28K 0.02%
100
– –
SABA
273
Saba Capital Income & Opportunities Fund II
SABA
$224M
$28K 0.02%
1,675
– –
TDC icon
274
Teradata
TDC
$2.47B
$28K 0.02%
696
– –
SINA
275
DELISTED
Sina Corp
SINA
$28K 0.02%
560
– –
9 10
11
12 13

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.