We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
251
Occidental Petroleum
OXY
$55.9B
$37K 0.03%
410
+52
+15% +$4.65K
YHOO
252
DELISTED
Yahoo Inc
YHOO
$37K 0.03%
1,028
– –
BMO icon
253
Bank of Montreal
BMO
$127B
$36K 0.03%
540
– –
CAG icon
254
Conagra Brands
CAG
$7.23B
$36K 0.03%
1,478
– –
GF
255
New Germany Fund
GF
$188M
$35K 0.03%
1,782
– –
HES
256
DELISTED
Hess
HES
$35K 0.03%
419
– –
NOK icon
257
Nokia
NOK
$52.3B
$35K 0.03%
4,812
-1,000
-17% -$7.5K
NMO
258
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$35K 0.03%
2,735
-1,835
-40% -$23.1K
EXPD icon
259
Expeditors International
EXPD
$23.2B
$34K 0.03%
870
– –
SWX icon
260
Southwest Gas
SWX
$6.67B
$34K 0.03%
642
– –
TDC icon
261
Teradata
TDC
$2.55B
$34K 0.03%
696
+683
+5,254% +$30.8K
UNH icon
262
UnitedHealth
UNH
$370B
$34K 0.03%
412
– –
SINA
263
DELISTED
Sina Corp
SINA
$34K 0.03%
560
– –
PRU icon
264
Prudential Financial
PRU
$41.8B
$33K 0.03%
387
-172
-31% -$14.8K
WIT icon
265
Wipro
WIT
$20B
$33K 0.03%
13,275
– –
NXQ
266
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$33K 0.03%
+2,515
New +$32.8K
NXR
267
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$33K 0.03%
+2,438
New +$32.7K
VB icon
268
Vanguard Morningstar Small-Cap ETF
VB
$82.4B
$31K 0.03%
278
– –
RAI
269
DELISTED
Reynolds American Inc
RAI
$31K 0.03%
1,156
– –
DBA icon
270
Invesco DB Agriculture Fund
DBA
$1.23B
$30K 0.02%
1,071
– –
REGN icon
271
Regeneron Pharmaceuticals
REGN
$80.8B
$30K 0.02%
100
– –
CSX icon
272
CSX Corp
CSX
$93.1B
$29K 0.02%
+2,991
New +$27.7K
DFS
273
DELISTED
Discover Financial Services
DFS
$29K 0.02%
495
– –
EMR icon
274
Emerson Electric
EMR
$88.3B
$29K 0.02%
431
-100
-19% -$6.58K
MMD
275
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$282M
$29K 0.02%
1,700
– –
9 10
11
12 13

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.