We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIIB icon
226
Biogen
BIIB
$30.7B
$12.9K 0.01%
50
– –
HSY icon
227
Hershey
HSY
$36.6B
$12.6K 0.01%
67
– –
F icon
228
Ford
F
$55.7B
$12.5K 0.01%
1,023
-10
-1% -$111
ZBH icon
229
Zimmer Biomet
ZBH
$18.4B
$12.4K ﹤0.01%
102
– –
BMO icon
230
Bank of Montreal
BMO
$127B
$12.4K ﹤0.01%
125
– –
ZS icon
231
Zscaler
ZS
$27.3B
$12.2K ﹤0.01%
55
– –
ADSK icon
232
Autodesk
ADSK
$52.6B
$12.2K ﹤0.01%
50
– –
MO icon
233
Altria Group
MO
$114B
$12.1K ﹤0.01%
300
– –
ASIX icon
234
AdvanSix
ASIX
$444M
$12K ﹤0.01%
400
– –
SCHW
235
Charles Schwab
SCHW
$187B
$11.9K ﹤0.01%
173
+1
+0.6% +$58
RBLX icon
236
Roblox
RBLX
$27B
$11.7K ﹤0.01%
255
– –
U icon
237
Unity
U
$18.9B
$11.7K ﹤0.01%
285
– –
DJT icon
238
Trump Media & Technology Group
DJT
$2.83B
$11.4K ﹤0.01%
649
– –
YUMC icon
239
Yum China
YUMC
$16.3B
$11.3K ﹤0.01%
266
– –
ETY icon
240
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$11.2K ﹤0.01%
919
– –
TFC icon
241
Truist Financial
TFC
$64B
$11.1K ﹤0.01%
300
– –
PHYS icon
242
Sprott Physical Gold
PHYS
$15.7B
$10.8K ﹤0.01%
681
– –
PODD icon
243
Insulet
PODD
$9.79B
$10.8K ﹤0.01%
+50
New +$8.58K
WBA
244
DELISTED
Walgreens Boots Alliance
WBA
$10.8K ﹤0.01%
414
– –
DOW icon
245
Dow Inc
DOW
$21.2B
$10.5K ﹤0.01%
192
– –
ADM icon
246
Archer Daniels Midland
ADM
$36.9B
$10.2K ﹤0.01%
142
+1
+0.7% +$73
AMD icon
247
Advanced Micro Devices
AMD
$789B
$10.2K ﹤0.01%
69
– –
ORCL icon
248
Oracle
ORCL
$423B
$10.1K ﹤0.01%
96
– –
PAA icon
249
Plains All American Pipeline
PAA
$16.1B
$10.1K ﹤0.01%
666
+11
+2% +$168
CMCSA icon
250
Comcast
CMCSA
$90B
$10.1K ﹤0.01%
230
– –
8 9
10
11 12

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.