We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZBH icon
226
Zimmer Biomet
ZBH
$18.3B
$11.4K ﹤0.01%
102
+1
+1% +$127
DJT icon
227
Trump Media & Technology Group
DJT
$2.68B
$10.7K ﹤0.01%
649
– –
ADM icon
228
Archer Daniels Midland
ADM
$38B
$10.6K ﹤0.01%
141
+1
+0.7% +$81
ETY icon
229
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$10.6K ﹤0.01%
919
– –
BMO icon
230
Bank of Montreal
BMO
$127B
$10.5K ﹤0.01%
125
– –
RCL icon
231
Royal Caribbean
RCL
$83.7B
$10.4K ﹤0.01%
113
– –
KNDI
232
Kandi Technologies Group
KNDI
$62.5M
$10.4K ﹤0.01%
3,000
– –
ADSK icon
233
Autodesk
ADSK
$53.1B
$10.3K ﹤0.01%
50
– –
CMCSA icon
234
Comcast
CMCSA
$88.4B
$10.2K ﹤0.01%
230
– –
ORCL icon
235
Oracle
ORCL
$427B
$10.2K ﹤0.01%
96
-24
-20% -$2.78K
PAA icon
236
Plains All American Pipeline
PAA
$16.2B
$10K ﹤0.01%
655
+12
+2% +$180
DOW icon
237
Dow Inc
DOW
$21.5B
$9.9K ﹤0.01%
192
– –
EB
238
DELISTED
Eventbrite
EB
$9.86K ﹤0.01%
1,000
– –
CTVA icon
239
Corteva
CTVA
$51.2B
$9.82K ﹤0.01%
192
– –
PHYS icon
240
Sprott Physical Gold
PHYS
$15.6B
$9.75K ﹤0.01%
681
– –
SCHW
241
Charles Schwab
SCHW
$189B
$9.45K ﹤0.01%
172
+1
+0.6% +$60
XYZ
242
Block Inc
XYZ
$47.6B
$9.34K ﹤0.01%
211
– –
SU icon
243
Suncor Energy
SU
$72.7B
$9.21K ﹤0.01%
268
– –
WBA
244
DELISTED
Walgreens Boots Alliance
WBA
$9.21K ﹤0.01%
414
– –
CRWD icon
245
CrowdStrike
CRWD
$226B
$9.21K ﹤0.01%
220
– –
U icon
246
Unity
U
$19.1B
$8.95K ﹤0.01%
285
– –
EFIV icon
247
State Street SPDR S&P 500 ESG ETF
EFIV
$1.03B
$8.92K ﹤0.01%
215
– –
CTRA
248
DELISTED
Coterra Energy
CTRA
$8.79K ﹤0.01%
+325
New +$8.86K
TFC icon
249
Truist Financial
TFC
$63.6B
$8.58K ﹤0.01%
+300
New +$9.22K
ZS icon
250
Zscaler
ZS
$27.9B
$8.56K ﹤0.01%
55
– –
8 9
10
11 12

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.