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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAH icon
226
Booz Allen Hamilton
BAH
$9.37B
$12.1K ﹤0.01%
130
– –
CVS icon
227
CVS Health
CVS
$122B
$12K ﹤0.01%
162
+144
+800% +$12.1K
CTVA icon
228
Corteva
CTVA
$51.2B
$11.6K ﹤0.01%
192
– –
RSG icon
229
Republic Services
RSG
$65.9B
$11.5K ﹤0.01%
85
– –
RBLX icon
230
Roblox
RBLX
$26.7B
$11.5K ﹤0.01%
255
-50
-16% -$1.91K
CHPT icon
231
ChargePoint
CHPT
$157M
$11.4K ﹤0.01%
54
– –
BMO icon
232
Bank of Montreal
BMO
$128B
$11.1K ﹤0.01%
125
– –
ADM icon
233
Archer Daniels Midland
ADM
$38.8B
$11.1K ﹤0.01%
139
+1
+0.7% +$82
DOCU
234
DocuSign
DOCU
$11.5B
$11.1K ﹤0.01%
190
– –
ETY icon
235
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$10.7K ﹤0.01%
919
– –
AKAM icon
236
Akamai
AKAM
$17B
$10.6K ﹤0.01%
135
– –
PHYS icon
237
Sprott Physical Gold
PHYS
$15.9B
$10.5K ﹤0.01%
681
– –
DOW icon
238
Dow Inc
DOW
$22B
$10.5K ﹤0.01%
192
– –
ADSK icon
239
Autodesk
ADSK
$54.2B
$10.4K ﹤0.01%
50
– –
BSV icon
240
Vanguard Short-Term Bond ETF
BSV
$45.6B
$10K ﹤0.01%
+131
New +$9.93K
U icon
241
Unity
U
$19B
$9.25K ﹤0.01%
285
– –
DJT icon
242
Trump Media & Technology Group
DJT
$2.6B
$9.12K ﹤0.01%
649
– –
ORCL icon
243
Oracle
ORCL
$436B
$8.92K ﹤0.01%
96
– –
MS icon
244
Morgan Stanley
MS
$338B
$8.87K ﹤0.01%
101
– –
WBD icon
245
Warner Bros
WBD
$67.3B
$8.79K ﹤0.01%
582
– –
CMCSA icon
246
Comcast
CMCSA
$89.3B
$8.72K ﹤0.01%
230
-221
-49% -$8.36K
EB
247
DELISTED
Eventbrite
EB
$8.58K ﹤0.01%
1,000
– –
EFIV icon
248
State Street SPDR S&P 500 ESG ETF
EFIV
$1.03B
$8.48K ﹤0.01%
+215
New +$8.23K
SU icon
249
Suncor Energy
SU
$73.6B
$8.32K ﹤0.01%
268
– –
KNDI
250
Kandi Technologies Group
KNDI
$62.4M
$8.28K ﹤0.01%
3,000
– –
8 9
10
11 12

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.