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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISTB icon
226
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.13B
$65K 0.01%
1,290
– –
INFI
227
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$65K 0.01%
29,000
+19,000
+190% +$47.7K
DVY icon
228
iShares Select Dividend ETF
DVY
$23.6B
$64K 0.01%
520
– –
FBIN icon
229
Fortune Brands Innovations
FBIN
$6.06B
$64K 0.01%
702
– –
GWW icon
230
W.W. Grainger
GWW
$60.2B
$64K 0.01%
123
– –
UBER icon
231
Uber
UBER
$153B
$64K 0.01%
1,525
– –
GLW icon
232
Corning
GLW
$143B
$63K 0.01%
1,679
– –
EFV icon
233
iShares MSCI EAFE Value ETF
EFV
$30.2B
$62K 0.01%
1,223
– –
MCK icon
234
McKesson
MCK
$101B
$62K 0.01%
250
– –
MPC icon
235
Marathon Petroleum
MPC
$83.7B
$62K 0.01%
967
– –
SAP icon
236
SAP
SAP
$238B
$62K 0.01%
446
– –
PAYX icon
237
Paychex
PAYX
$42.7B
$61K 0.01%
450
– –
TJX icon
238
TJX Companies
TJX
$178B
$61K 0.01%
800
– –
SYY icon
239
Sysco
SYY
$40.3B
$60K 0.01%
766
– –
PI icon
240
Impinj
PI
$5.6B
$58K 0.01%
657
– –
SMCI icon
241
Super Micro Computer
SMCI
$20.1B
$57K 0.01%
13,000
– –
VKI icon
242
Invesco Advantage Municipal Income Trust II
VKI
$401M
$57K 0.01%
4,677
– –
KR icon
243
Kroger
KR
$34.8B
$56K 0.01%
1,235
-495
-29% -$20.8K
NVG icon
244
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$56K 0.01%
3,117
– –
CALY
245
Callaway Golf Company
CALY
$3.14B
$55K 0.01%
2,000
– –
XLB icon
246
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$55K 0.01%
1,208
-159,828
-99% -$6.9M
CAT icon
247
Caterpillar
CAT
$387B
$54K 0.01%
263
-20
-7% -$4.03K
CRESY
248
Cresud
CRESY
$773M
$54K 0.01%
11,880
+615
+5% +$2.96K
NVO
249
Novo Nordisk
NVO
$209B
$54K 0.01%
970
– –
SCHV
250
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$54K 0.01%
2,223
– –
8 9
10
11 12

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AAS
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FGAM
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MCM
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KF
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PSC
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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.