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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BABA icon
226
Alibaba
BABA
$308B
$54K 0.01%
366
-319
-47% -$58K
CAT icon
227
Caterpillar
CAT
$387B
$54K 0.01%
283
– –
FBIN icon
228
Fortune Brands Innovations
FBIN
$6.06B
$54K 0.01%
702
– –
GM icon
229
General Motors
GM
$76.8B
$54K 0.01%
1,025
+100
+11% +$5.32K
AVGO icon
230
Broadcom
AVGO
$2.04T
$53K 0.01%
1,100
+640
+139% +$31.1K
HUBS icon
231
HubSpot
HUBS
$10.5B
$53K 0.01%
78
+5
+7% +$3.22K
NVG icon
232
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$53K 0.01%
3,117
– –
TJX icon
233
TJX Companies
TJX
$178B
$53K 0.01%
800
– –
PTR
234
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$53K 0.01%
1,125
– –
CRESY
235
Cresud
CRESY
$773M
$52K 0.01%
11,265
+1,561
+16% +$8.74K
HBAN icon
236
Huntington Bancshares
HBAN
$35.5B
$52K 0.01%
3,336
– –
MO icon
237
Altria Group
MO
$114B
$52K 0.01%
1,132
– –
PAYX icon
238
Paychex
PAYX
$42.7B
$51K 0.01%
450
– –
POOL icon
239
Pool Corp
POOL
$7.5B
$51K 0.01%
118
– –
MCK icon
240
McKesson
MCK
$101B
$50K 0.01%
250
– –
SCHV
241
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$50K 0.01%
2,223
– –
DOCU
242
DocuSign
DOCU
$11.5B
$49K 0.01%
192
– –
STWD icon
243
Starwood Property Trust
STWD
$6.09B
$49K 0.01%
2,000
– –
TLRY icon
244
Tilray
TLRY
$622M
$49K 0.01%
434
– –
BAX icon
245
Baxter International
BAX
$14.2B
$48K 0.01%
595
– –
GWW icon
246
W.W. Grainger
GWW
$60.2B
$48K 0.01%
123
– –
KMI icon
247
Kinder Morgan
KMI
$68.7B
$48K 0.01%
2,883
– –
SMCI icon
248
Super Micro Computer
SMCI
$20.1B
$48K 0.01%
13,000
– –
ATVI
249
DELISTED
Activision Blizzard
ATVI
$48K 0.01%
621
+500
+413% +$41.8K
KEEL
250
Keel Infrastructure Corp
KEEL
$2.34B
$47K 0.01%
11,036
+10,861
+6,206% +$53.3K
8 9
10
11 12

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.