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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVG icon
226
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.7B
$53K 0.01%
3,117
– –
SCHC icon
227
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$53K 0.01%
1,337
-544,898
-100% -$21.3M
TJX icon
228
TJX Companies
TJX
$178B
$53K 0.01%
800
– –
GS icon
229
Goldman Sachs
GS
$303B
$52K 0.01%
160
+10
+7% +$3.11K
IJH icon
230
iShares Core S&P Mid-Cap ETF
IJH
$127B
$52K 0.01%
990
+635
+179% +$31.7K
MDT icon
231
Medtronic
MDT
$112B
$52K 0.01%
436
– –
MPC icon
232
Marathon Petroleum
MPC
$83.7B
$52K 0.01%
967
– –
VTI icon
233
Vanguard Morningstar Total Stock Market ETF
VTI
$691B
$52K 0.01%
251
-38
-13% -$7.69K
TCF
234
DELISTED
TCF Financial Corporation Common Stock
TCF
$52K 0.01%
1,111
– –
SMCI icon
235
Super Micro Computer
SMCI
$20.1B
$51K 0.01%
+13,000
New +$44.2K
BAX icon
236
Baxter International
BAX
$14.2B
$50K 0.01%
595
– –
IJR icon
237
iShares Core S&P Small-Cap ETF
IJR
$112B
$50K 0.01%
458
+138
+43% +$14.4K
LVHD icon
238
Franklin US Low Volatility High Dividend Index ETF
LVHD
$626M
$50K 0.01%
1,428
– –
CVIIU
239
DELISTED
Churchill Capital Corp VII Units
CVIIU
$50K 0.01%
+5,000
New +$51.6K
AMX icon
240
America Movil
AMX
$71.2B
$49K 0.01%
3,600
– –
GWW icon
241
W.W. Grainger
GWW
$60.2B
$49K 0.01%
123
– –
MCK icon
242
McKesson
MCK
$101B
$49K 0.01%
250
– –
REZI icon
243
Resideo Technologies
REZI
$3.95B
$49K 0.01%
1,745
-87
-5% -$2.3K
STWD icon
244
Starwood Property Trust
STWD
$6.09B
$49K 0.01%
2,000
– –
KMI icon
245
Kinder Morgan
KMI
$68.7B
$48K 0.01%
2,883
-11
-0.4% -$168
SCHV
246
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$48K 0.01%
2,223
– –
NLY icon
247
Annaly Capital Management
NLY
$17.4B
$47K 0.01%
1,371
– –
RIO icon
248
Rio Tinto
RIO
$164B
$47K 0.01%
600
– –
AYX
249
DELISTED
Alteryx Inc
AYX
$46K 0.01%
550
– –
HAL icon
250
Halliburton
HAL
$26.6B
$45K 0.01%
2,115
+1
+0% +$21
8 9
10
11 12

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.