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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
226
Carnival Corporation Ltd
CCL
$38.7B
$47K 0.01%
2,158
+357
+20% +$6.35K
OGS icon
227
ONE Gas
OGS
$4.98B
$47K 0.01%
618
– –
EME icon
228
Emcor
EME
$36.2B
$46K 0.01%
500
– –
LVHD icon
229
Franklin US Low Volatility High Dividend Index ETF
LVHD
$622M
$46K 0.01%
1,428
– –
NLY icon
230
Annaly Capital Management
NLY
$17.2B
$46K 0.01%
1,371
– –
RIO icon
231
Rio Tinto
RIO
$166B
$45K 0.01%
600
– –
EBAY icon
232
eBay
EBAY
$47.9B
$44K 0.01%
875
– –
POOL icon
233
Pool Corp
POOL
$7.34B
$44K 0.01%
118
– –
SCHV
234
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$44K 0.01%
2,223
– –
LMT icon
235
Lockheed Martin
LMT
$139B
$43K 0.01%
122
– –
MCK icon
236
McKesson
MCK
$103B
$43K 0.01%
250
– –
ZM icon
237
Zoom
ZM
$31.2B
$43K 0.01%
127
-20
-14% -$8.92K
ACB
238
Aurora Cannabis
ACB
$178M
$42K 0.01%
505
+141
+39% +$10.3K
PAYX icon
239
Paychex
PAYX
$42.8B
$42K 0.01%
450
– –
ALSK
240
DELISTED
Alaska Communications Systems
ALSK
$42K 0.01%
11,458
– –
ASXC
241
DELISTED
Asensus Surgical, Inc.
ASXC
$41K 0.01%
66,327
-63,650
-49% -$29.1K
TCF
242
DELISTED
TCF Financial Corporation Common Stock
TCF
$41K 0.01%
1,111
– –
GIS icon
243
General Mills
GIS
$19.8B
$40K 0.01%
676
– –
GS icon
244
Goldman Sachs
GS
$301B
$40K 0.01%
150
– –
HAL icon
245
Halliburton
HAL
$27.9B
$40K 0.01%
2,114
– –
IXUS icon
246
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$40K 0.01%
+594
New +$37.3K
KMI icon
247
Kinder Morgan
KMI
$69.4B
$40K 0.01%
2,894
-296
-9% -$3.96K
MPC icon
248
Marathon Petroleum
MPC
$87.8B
$40K 0.01%
967
– –
TRV icon
249
Travelers Companies
TRV
$78.8B
$40K 0.01%
283
-1
-0.4% -$128
TTD icon
250
Trade Desk
TTD
$6.16B
$40K 0.01%
500
– –
8 9
10
11 12

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.