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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPQ icon
226
HP
HPQ
$27.3B
$38K 0.01%
2,000
– –
CALY
227
Callaway Golf Company
CALY
$3.04B
$38K 0.01%
2,000
– –
NXQ
228
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$38K 0.01%
2,515
– –
EWG icon
229
iShares MSCI Germany ETF
EWG
$1.67B
$37K 0.01%
1,281
– –
MCK icon
230
McKesson
MCK
$103B
$37K 0.01%
250
– –
CAG icon
231
Conagra Brands
CAG
$7.07B
$36K 0.01%
1,000
– –
MSCI icon
232
MSCI
MSCI
$40.9B
$36K 0.01%
102
– –
PAYX icon
233
Paychex
PAYX
$43.1B
$36K 0.01%
450
– –
RIO icon
234
Rio Tinto
RIO
$166B
$36K 0.01%
600
– –
CLX icon
235
Clorox
CLX
$13B
$35K 0.01%
165
-25
-13% -$5.57K
WCN
236
Waste Connections
WCN
$41.9B
$35K 0.01%
334
– –
EME icon
237
Emcor
EME
$35.7B
$34K 0.01%
500
– –
NVO
238
Novo Nordisk
NVO
$211B
$34K 0.01%
970
– –
VUG icon
239
Vanguard Morningstar Growth ETF
VUG
$230B
$34K 0.01%
900
– –
BND icon
240
Vanguard Total Bond Market
BND
$161B
$32K 0.01%
359
– –
CP icon
241
Canadian Pacific Kansas City
CP
$79.6B
$32K 0.01%
530
– –
NOBL icon
242
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$32K 0.01%
900
– –
DIA icon
243
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$31K 0.01%
111
+87
+363% +$23.8K
TRV icon
244
Travelers Companies
TRV
$78.4B
$31K 0.01%
284
+28
+11% +$3.21K
GF
245
New Germany Fund
GF
$186M
$30K 0.01%
1,782
– –
GS icon
246
Goldman Sachs
GS
$301B
$30K 0.01%
150
– –
STWD icon
247
Starwood Property Trust
STWD
$6.16B
$30K 0.01%
2,000
– –
IVV icon
248
iShares Core S&P 500 ETF
IVV
$905B
$29K 0.01%
86
– –
SIVR icon
249
abrdn Physical Silver Shares ETF
SIVR
$4.56B
$29K 0.01%
1,285
– –
TIP icon
250
iShares TIPS Bond ETF
TIP
$14.7B
$29K 0.01%
228
+6
+3% +$754
8 9
10
11 12

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.