We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCL icon
226
Carnival Corporation Ltd
CCL
$39.7B
$36K 0.01%
702
– –
GIS icon
227
General Mills
GIS
$19.7B
$36K 0.01%
676
– –
LOGM
228
DELISTED
LogMein, Inc.
LOGM
$36K 0.01%
421
– –
TRV icon
229
Travelers Companies
TRV
$80.2B
$35K 0.01%
256
– –
CAG icon
230
Conagra Brands
CAG
$7.23B
$34K 0.01%
1,000
– –
NOBL icon
231
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$34K 0.01%
900
– –
HPE icon
232
Hewlett Packard
HPE
$70.5B
$32K 0.01%
2,000
– –
HTGC icon
233
Hercules Capital
HTGC
$3.23B
$32K 0.01%
2,253
+50
+2% +$695
MDT icon
234
Medtronic
MDT
$112B
$32K 0.01%
286
-94
-25% -$10.3K
WELL icon
235
Welltower
WELL
$171B
$32K 0.01%
388
+3
+0.8% +$257
ZTS icon
236
Zoetis
ZTS
$30B
$32K 0.01%
245
– –
AYR
237
DELISTED
Aircastle Ltd
AYR
$32K 0.01%
1,000
– –
AIT icon
238
Applied Industrial Technologies
AIT
$13.3B
$31K 0.01%
472
– –
EBAY icon
239
eBay
EBAY
$49.8B
$31K 0.01%
855
+101
+13% +$3.66K
BND icon
240
Vanguard Total Bond Market
BND
$158B
$30K 0.01%
359
– –
FNKO icon
241
Funko
FNKO
$328M
$30K 0.01%
1,765
+200
+13% +$3.27K
HIG icon
242
Hartford Financial Services
HIG
$39.3B
$30K 0.01%
496
+50
+11% +$3K
NVS icon
243
Novartis
NVS
$297B
$30K 0.01%
321
+29
+10% +$2.6K
VTI icon
244
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$30K 0.01%
181
-1
-0.5% -$157
WCN
245
Waste Connections
WCN
$42B
$30K 0.01%
334
– –
DISH
246
DELISTED
DISH Network Corp.
DISH
$30K 0.01%
837
– –
CGC
247
Canopy Growth
CGC
$410M
$29K 0.01%
138
+7
+5% +$1.39K
LW icon
248
Lamb Weston
LW
$7.19B
$29K 0.01%
333
– –
STM icon
249
STMicroelectronics
STM
$50B
$29K 0.01%
1,065
– –
GD icon
250
General Dynamics
GD
$106B
$28K 0.01%
161
– –
8 9
10
11 12

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.