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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
226
DuPont de Nemours
DD
$19.2B
$29K 0.01%
322
– –
EBAY icon
227
eBay
EBAY
$49.8B
$29K 0.01%
754
+1
+0.1% +$40
GD icon
228
General Dynamics
GD
$106B
$29K 0.01%
161
– –
HTGC icon
229
Hercules Capital
HTGC
$3.23B
$29K 0.01%
2,203
+52
+2% +$679
PSX icon
230
Phillips 66
PSX
$81.4B
$29K 0.01%
284
– –
CPAY icon
231
Corpay
CPAY
$25.7B
$29K 0.01%
+100
New +$29.1K
DISH
232
DELISTED
DISH Network Corp.
DISH
$29K 0.01%
837
+37
+5% +$1.32K
REGN icon
233
Regeneron Pharmaceuticals
REGN
$80.8B
$28K 0.01%
100
– –
REZI icon
234
Resideo Technologies
REZI
$3.95B
$28K 0.01%
1,985
– –
WDC icon
235
Western Digital
WDC
$150B
$28K 0.01%
611
– –
AIT icon
236
Applied Industrial Technologies
AIT
$13.3B
$27K 0.01%
472
– –
HIG icon
237
Hartford Financial Services
HIG
$39.3B
$27K 0.01%
446
– –
MLPA icon
238
Global X MLP ETF
MLPA
$2.26B
$27K 0.01%
530
-667
-56% -$34.4K
VNQ icon
239
Vanguard Real Estate ETF
VNQ
$39B
$27K 0.01%
291
-3,163
-92% -$287K
VTI icon
240
Vanguard Morningstar Total Stock Market ETF
VTI
$684B
$27K 0.01%
182
– –
TIP icon
241
iShares TIPS Bond ETF
TIP
$14.5B
$26K 0.01%
222
– –
MUS
242
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$26K 0.01%
2,035
– –
BR icon
243
Broadridge
BR
$19B
$25K 0.01%
200
– –
GF
244
New Germany Fund
GF
$188M
$25K 0.01%
1,782
– –
IJR icon
245
iShares Core S&P Small-Cap ETF
IJR
$112B
$25K 0.01%
320
– –
NVO
246
Novo Nordisk
NVO
$209B
$25K 0.01%
970
– –
NVS icon
247
Novartis
NVS
$297B
$25K 0.01%
292
+27
+10% +$2.42K
WOOD icon
248
iShares Global Timber & Forestry ETF
WOOD
$274M
$25K 0.01%
420
– –
CP icon
249
Canadian Pacific Kansas City
CP
$80.5B
$24K 0.01%
530
– –
LW icon
250
Lamb Weston
LW
$7.19B
$24K 0.01%
333
-50
-13% -$3.43K
8 9
10
11 12

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.