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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.86%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$245M
AUM Growth
-$27.9M
Cap. Flow
-$38.3M
Cap. Flow %
-15.63%
Top 10 Hldgs %
64.76%
Holding
654
New
34
Increased
75
Reduced
93
Closed
36

Top Buys

Rank Stock Value
1
EWA icon
iShares MSCI Australia ETF
EWA
+$14.3M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$14.2M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$13.6M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$13M
5
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$7.83M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.8M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$13.1M
3
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.8M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.7M
5
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$11.7M

Sector Composition

Rank Sector Weight
1 Technology 22.1%
2 Industrials 5.46%
3 Consumer Discretionary 4.33%
4 Financials 2.33%
5 Healthcare 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
226
eBay
EBAY
$48.9B
$30K 0.01%
753
+1
+0.1% +$38
HPE icon
227
Hewlett Packard
HPE
$69.4B
$30K 0.01%
2,000
– –
SLB icon
228
SLB Ltd
SLB
$76.5B
$30K 0.01%
755
+2
+0.3% +$81
CELG
229
DELISTED
Celgene Corp
CELG
$30K 0.01%
322
– –
AIT icon
230
Applied Industrial Technologies
AIT
$13.3B
$29K 0.01%
472
– –
GD icon
231
General Dynamics
GD
$105B
$29K 0.01%
161
– –
HTGC icon
232
Hercules Capital
HTGC
$3.19B
$28K 0.01%
2,151
+50
+2% +$649
WEC icon
233
WEC Energy
WEC
$35.2B
$28K 0.01%
340
– –
PSX icon
234
Phillips 66
PSX
$82B
$27K 0.01%
284
– –
VTI icon
235
Vanguard Morningstar Total Stock Market ETF
VTI
$680B
$27K 0.01%
182
+1
+0.6% +$147
BR icon
236
Broadridge
BR
$18.8B
$26K 0.01%
200
– –
FNKO icon
237
Funko
FNKO
$295M
$26K 0.01%
1,065
– –
MET icon
238
MetLife
MET
$63.7B
$26K 0.01%
514
– –
OLLI icon
239
Ollie's Bargain Outlet
OLLI
$4.71B
$26K 0.01%
297
+25
+9% +$2.36K
OMCL icon
240
Omnicell
OMCL
$1.65B
$26K 0.01%
307
– –
TIP icon
241
iShares TIPS Bond ETF
TIP
$14.5B
$26K 0.01%
222
– –
CP icon
242
Canadian Pacific Kansas City
CP
$79.3B
$25K 0.01%
530
-135
-20% -$6.03K
DOW icon
243
Dow Inc
DOW
$21.9B
$25K 0.01%
+504
New +$26.6K
GF
244
New Germany Fund
GF
$188M
$25K 0.01%
1,782
– –
HIG icon
245
Hartford Financial Services
HIG
$39.6B
$25K 0.01%
446
– –
IJR icon
246
iShares Core S&P Small-Cap ETF
IJR
$111B
$25K 0.01%
320
– –
MDT icon
247
Medtronic
MDT
$110B
$25K 0.01%
260
– –
NVO
248
Novo Nordisk
NVO
$203B
$25K 0.01%
970
– –
SAGE
249
DELISTED
Sage Therapeutics
SAGE
$25K 0.01%
137
– –
WOOD icon
250
iShares Global Timber & Forestry ETF
WOOD
$270M
$25K 0.01%
420
+8
+2% +$487
8 9
10
11 12

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AAS
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MCM
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Tradewinds Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Tradewinds Capital Management held 654 positions worth $245M, down 10% from $273M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management withdrew a net $38.3M in Q2 2019, closing 36 positions and reducing 93 holdings. Its most notable exit was Invesco Trust Investment Grade Municipals, an estimated $1.44M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, up from 18% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in iShares MSCI Australia ETF worth $14.8M.

  • Tradewinds Capital Management's largest Q2 2019 buy was iShares MSCI Australia ETF: 654,891 shares worth $14.8M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2019, an estimated $13.6M increase.
  • Tradewinds Capital Management's biggest Q2 2019 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $28.8M.
  • Tradewinds Capital Management fully exited Invesco Trust Investment Grade Municipals in Q2 2019, selling an estimated $1.44M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $245M portfolio in Q2 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 36 in Q2 2019.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $245M.

Based on Tradewinds Capital Management's 13F filing for Q2 2019, filed 8 Aug 2019.