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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
226
Lockheed Martin
LMT
$136B
$45K 0.02%
131
– –
PFG icon
227
Principal Financial Group
PFG
$24.3B
$45K 0.02%
768
– –
SPHD icon
228
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$45K 0.02%
+1,085
New +$45.2K
TJX icon
229
TJX Companies
TJX
$178B
$45K 0.02%
800
– –
WDC icon
230
Western Digital
WDC
$150B
$45K 0.02%
1,008
-132
-12% -$6.69K
GWW icon
231
W.W. Grainger
GWW
$60.2B
$44K 0.02%
123
– –
LVHD icon
232
Franklin US Low Volatility High Dividend Index ETF
LVHD
$624M
$44K 0.02%
+1,428
New +$43.9K
DATA
233
DELISTED
Tableau Software, Inc.
DATA
$44K 0.02%
395
+217
+122% +$23.4K
F icon
234
Ford
F
$55.7B
$43K 0.02%
4,634
+9
+0.2% +$90
COLB icon
235
Columbia Banking Systems
COLB
$8.84B
$42K 0.02%
1,089
– –
GILD icon
236
Gilead Sciences
GILD
$165B
$41K 0.02%
528
-154
-23% -$11.6K
PSLV icon
237
Sprott Physical Silver Trust
PSLV
$13.2B
$41K 0.02%
7,761
– –
REGN icon
238
Regeneron Pharmaceuticals
REGN
$80.8B
$40K 0.02%
100
– –
SFBC
239
Sound Financial Bancorp
SFBC
$111M
$40K 0.02%
1,000
– –
ABMD
240
DELISTED
Abiomed Inc
ABMD
$40K 0.02%
90
– –
ATHN
241
DELISTED
Athenahealth, Inc.
ATHN
$40K 0.02%
300
– –
CAG icon
242
Conagra Brands
CAG
$7.23B
$39K 0.02%
1,150
– –
EME icon
243
Emcor
EME
$36B
$38K 0.01%
500
– –
LOGM
244
DELISTED
LogMein, Inc.
LOGM
$38K 0.01%
421
– –
AIT icon
245
Applied Industrial Technologies
AIT
$13.3B
$37K 0.01%
472
– –
CI icon
246
Cigna
CI
$74.6B
$37K 0.01%
180
– –
EEM icon
247
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$37K 0.01%
852
+725
+571% +$31.3K
TSLA icon
248
Tesla
TSLA
$1.3T
$37K 0.01%
2,070
– –
VXX
249
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$35K 0.01%
1,315
– –
RIO icon
250
Rio Tinto
RIO
$164B
$34K 0.01%
671
+2
+0.3% +$102
8 9
10
11 12

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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.