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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EME icon
226
Emcor
EME
$36.2B
$41K 0.02%
500
– –
FBIN icon
227
Fortune Brands Innovations
FBIN
$6.29B
$41K 0.02%
702
– –
MPT
228
Medical Properties Trust
MPT
$2.78B
$41K 0.02%
+3,000
New +$40.5K
PJP icon
229
Invesco Pharmaceuticals ETF
PJP
$471M
$41K 0.02%
632
+525
+491% +$33.7K
SPTL icon
230
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$41K 0.02%
1,121
-829
-43% -$30K
TGT icon
231
Target
TGT
$67.3B
$41K 0.02%
624
– –
NEE icon
232
NextEra Energy
NEE
$182B
$40K 0.02%
1,016
– –
NUE icon
233
Nucor
NUE
$62.4B
$40K 0.02%
625
– –
ATHN
234
DELISTED
Athenahealth, Inc.
ATHN
$40K 0.02%
300
– –
FEN
235
DELISTED
First Trust Energy Income and Growth Fund
FEN
$39K 0.02%
+1,466
New +$34.3K
MOS icon
236
The Mosaic Company
MOS
$7.22B
$38K 0.02%
1,500
– –
REGN icon
237
Regeneron Pharmaceuticals
REGN
$78.3B
$38K 0.02%
100
– –
DISH
238
DELISTED
DISH Network Corp.
DISH
$38K 0.02%
800
– –
CI icon
239
Cigna
CI
$72.4B
$37K 0.02%
180
– –
CSQ icon
240
Calamos Strategic Total Return Fund
CSQ
$3.33B
$37K 0.02%
+3,041
New +$37.1K
EBAY icon
241
eBay
EBAY
$48.7B
$36K 0.02%
961
– –
SINA
242
DELISTED
Sina Corp
SINA
$36K 0.02%
360
– –
GF
243
New Germany Fund
GF
$188M
$35K 0.02%
1,782
– –
NKE icon
244
Nike
NKE
$61.6B
$35K 0.02%
556
– –
RIO icon
245
Rio Tinto
RIO
$161B
$35K 0.02%
667
– –
TRV icon
246
Travelers Companies
TRV
$78.7B
$35K 0.02%
255
-56
-18% -$7.39K
NXQ
247
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$35K 0.02%
2,515
– –
AABA
248
DELISTED
Altaba Inc
AABA
$35K 0.02%
503
– –
SFBC
249
Sound Financial Bancorp
SFBC
$113M
$34K 0.02%
1,000
– –
VRSN icon
250
VeriSign
VRSN
$27B
$34K 0.02%
293
– –
8 9
10
11 12

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.