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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FBIN icon
226
Fortune Brands Innovations
FBIN
$6.22B
$40K 0.02%
702
– –
VB icon
227
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
$40K 0.02%
281
– –
VTRS icon
228
Viatris
VTRS
$20.5B
$40K 0.02%
1,288
– –
CAG icon
229
Conagra Brands
CAG
$7.14B
$39K 0.02%
1,150
– –
HPE icon
230
Hewlett Packard
HPE
$69.4B
$39K 0.02%
2,650
-765
-22% -$10.4K
AXP icon
231
American Express
AXP
$233B
$38K 0.02%
417
– –
BTI icon
232
British American Tobacco
BTI
$128B
$38K 0.02%
+607
New +$39.2K
TRV icon
233
Travelers Companies
TRV
$78B
$38K 0.02%
311
-594
-66% -$74.2K
EBAY icon
234
eBay
EBAY
$47.6B
$37K 0.02%
961
– –
NEE icon
235
NextEra Energy
NEE
$182B
$37K 0.02%
1,016
– –
TGT icon
236
Target
TGT
$67.8B
$37K 0.02%
624
– –
ATHN
237
DELISTED
Athenahealth, Inc.
ATHN
$37K 0.02%
300
– –
EME icon
238
Emcor
EME
$36.1B
$35K 0.02%
500
– –
NUE icon
239
Nucor
NUE
$59.5B
$35K 0.02%
625
– –
NXQ
240
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$35K 0.02%
2,515
– –
CI icon
241
Cigna
CI
$74.5B
$34K 0.02%
180
– –
SFBC
242
Sound Financial Bancorp
SFBC
$112M
$34K 0.02%
+1,000
New +$31.9K
LVLT
243
DELISTED
Level 3 Communications Inc
LVLT
$34K 0.02%
633
-2
-0.3% -$111
GF
244
New Germany Fund
GF
$186M
$33K 0.02%
1,782
– –
MMU
245
Western Asset Managed Municipals Fund
MMU
$547M
$33K 0.02%
2,363
– –
AABA
246
DELISTED
Altaba Inc
AABA
$33K 0.02%
503
+60
+14% +$3.68K
BKH icon
247
Black Hills Corp
BKH
$5.42B
$32K 0.02%
467
– –
MOS icon
248
The Mosaic Company
MOS
$7.22B
$32K 0.02%
1,500
– –
AIT icon
249
Applied Industrial Technologies
AIT
$13B
$31K 0.02%
472
– –
COP icon
250
ConocoPhillips
COP
$145B
$31K 0.02%
619
-480
-44% -$21.6K
8 9
10
11 12

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.