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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
226
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$38K 0.02%
281
+3
+1% +$402
XLE icon
227
State Street Energy Select Sector SPDR ETF
XLE
$39.6B
$38K 0.02%
1,180
+8
+0.7% +$269
LVLT
228
DELISTED
Level 3 Communications Inc
LVLT
$38K 0.02%
635
-247
-28% -$14.9K
F icon
229
Ford
F
$58.5B
$37K 0.02%
3,296
-1,125
-25% -$12.6K
NEE icon
230
NextEra Energy
NEE
$181B
$36K 0.02%
1,016
– –
NUE icon
231
Nucor
NUE
$58.6B
$36K 0.02%
625
– –
NXR
232
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$36K 0.02%
2,438
– –
AXP icon
233
American Express
AXP
$227B
$35K 0.02%
417
+301
+259% +$23.8K
EBAY icon
234
eBay
EBAY
$50.6B
$34K 0.02%
961
-675
-41% -$23.1K
HOG icon
235
Harley-Davidson
HOG
$2.58B
$34K 0.02%
625
+100
+19% +$5.57K
MOS icon
236
The Mosaic Company
MOS
$7.03B
$34K 0.02%
1,500
– –
NXQ
237
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$34K 0.02%
2,515
– –
BHI
238
DELISTED
Baker Hughes
BHI
$34K 0.02%
620
-95
-13% -$5.46K
EME icon
239
Emcor
EME
$35.2B
$33K 0.02%
500
– –
MMU
240
Western Asset Managed Municipals Fund
MMU
$548M
$33K 0.02%
+2,363
New +$32.7K
NKE icon
241
Nike
NKE
$61.9B
$33K 0.02%
555
– –
TGT icon
242
Target
TGT
$65.6B
$33K 0.02%
624
-102
-14% -$5.57K
BKH icon
243
Black Hills Corp
BKH
$5.42B
$32K 0.02%
467
– –
EPC icon
244
Edgewell Personal Care
EPC
$1.25B
$31K 0.02%
407
– –
LUMN icon
245
Lumen
LUMN
$6.57B
$31K 0.02%
1,289
+335
+35% +$8.42K
SO icon
246
Southern Company
SO
$109B
$31K 0.02%
638
+300
+89% +$15K
VFL
247
DELISTED
abrdn National Municipal Income Fund
VFL
$31K 0.02%
+2,327
New +$31K
SINA
248
DELISTED
Sina Corp
SINA
$31K 0.02%
360
– –
CI icon
249
Cigna
CI
$73.7B
$30K 0.02%
180
-120
-40% -$19.3K
GF
250
New Germany Fund
GF
$182M
$30K 0.02%
1,782
– –
8 9
10
11 12

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.