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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.44%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$159M
AUM Growth
+$7.07M
Cap. Flow
-$559K
Cap. Flow %
-0.35%
Top 10 Hldgs %
47.31%
Holding
772
New
100
Increased
124
Reduced
105
Closed
71

Top Buys

Rank Stock Value
1
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$967K
3
SCHF icon
Schwab International Equity ETF
SCHF
+$854K
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$499K
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$462K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.41M
2
SE
Spectra Energy Corp Wi
SE
+$365K
3
MA icon
Mastercard
MA
+$330K
4
STJ
St Jude Medical
STJ
+$314K
5
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$268K

Sector Composition

Rank Sector Weight
1 Technology 22.62%
2 Industrials 6.96%
3 Consumer Discretionary 5.23%
4 Healthcare 3.99%
5 Financials 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGN icon
226
Regeneron Pharmaceuticals
REGN
$79.1B
$39K 0.02%
100
– –
UNH icon
227
UnitedHealth
UNH
$375B
$39K 0.02%
237
– –
EW icon
228
Edwards Lifesciences
EW
$51.2B
$38K 0.02%
1,200
– –
FBIN icon
229
Fortune Brands Innovations
FBIN
$6.24B
$37K 0.02%
702
– –
NUE icon
230
Nucor
NUE
$62.6B
$37K 0.02%
625
– –
VB icon
231
Vanguard Morningstar Small-Cap ETF
VB
$81.6B
$37K 0.02%
278
– –
CAH icon
232
Cardinal Health
CAH
$56B
$36K 0.02%
443
+30
+7% +$2.36K
COP icon
233
ConocoPhillips
COP
$140B
$35K 0.02%
699
-238
-25% -$11.5K
NXR
234
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$35K 0.02%
2,438
– –
DFS
235
DELISTED
Discover Financial Services
DFS
$34K 0.02%
495
– –
NXQ
236
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$34K 0.02%
2,515
– –
ATHN
237
DELISTED
Athenahealth, Inc.
ATHN
$34K 0.02%
300
– –
AMT icon
238
American Tower
AMT
$78.3B
$33K 0.02%
272
+172
+172% +$18.9K
NEE icon
239
NextEra Energy
NEE
$179B
$33K 0.02%
1,016
– –
HOG icon
240
Harley-Davidson
HOG
$2.76B
$32K 0.02%
525
– –
SFBC
241
Sound Financial Bancorp
SFBC
$112M
$32K 0.02%
+1,000
New +$29.6K
TJX icon
242
TJX Companies
TJX
$177B
$32K 0.02%
800
-134
-14% -$5.16K
BKH icon
243
Black Hills Corp
BKH
$5.46B
$31K 0.02%
467
– –
EME icon
244
Emcor
EME
$36.3B
$31K 0.02%
500
-500
-50% -$33.2K
B
245
Barrick Mining
B
$68.8B
$31K 0.02%
1,633
-200
-11% -$3.69K
NKE icon
246
Nike
NKE
$63B
$31K 0.02%
555
+151
+37% +$8.34K
RIO icon
247
Rio Tinto
RIO
$165B
$31K 0.02%
760
– –
WELL icon
248
Welltower
WELL
$171B
– –
0
– –
ARRS
249
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$31K 0.02%
1,185
– –
EPC icon
250
Edgewell Personal Care
EPC
$1.35B
$30K 0.02%
407
– –
8 9
10
11 12

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Tradewinds Capital Management held 772 positions worth $159M, up 4.7% from $152M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q1 2017 filing shows 100 new, 124 increased, 105 reduced and 71 closed positions. Its largest new stake was Fortis: 3,249 shares worth $108K. The largest sale was Schwab US Large-Cap Growth ETF, an estimated $3.41M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q1 2017 buy was Fortis: 3,249 shares worth $108K.
  • Tradewinds Capital Management added most to Schwab US Large-Cap Value ETF in Q1 2017, an estimated $1.8M increase.
  • Tradewinds Capital Management's biggest Q1 2017 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $3.41M.
  • Tradewinds Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $365K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $159M portfolio in Q1 2017.
  • Tradewinds Capital Management opened 100 new positions and closed 71 in Q1 2017.
  • Tradewinds Capital Management's portfolio value rose 4.7% quarter-over-quarter to $159M.

Based on Tradewinds Capital Management's 13F filing for Q1 2017, filed 3 May 2017.