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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNH icon
226
UnitedHealth
UNH
$370B
$38K 0.03%
273
+36
+15% +$5.04K
WELL icon
227
Welltower
WELL
$171B
$38K 0.03%
+510
New +$39.1K
NXR
228
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$38K 0.03%
2,438
– –
ATHN
229
DELISTED
Athenahealth, Inc.
ATHN
$38K 0.03%
300
– –
COLB icon
230
Columbia Banking Systems
COLB
$8.84B
$37K 0.03%
1,142
– –
MOS icon
231
The Mosaic Company
MOS
$7.33B
$37K 0.03%
1,500
– –
NTLA icon
232
Intellia Therapeutics
NTLA
$1.67B
$37K 0.03%
+2,151
New +$41.6K
PFG icon
233
Principal Financial Group
PFG
$24.3B
$37K 0.03%
711
– –
NXQ
234
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$37K 0.03%
2,515
– –
BHI
235
DELISTED
Baker Hughes
BHI
$36K 0.03%
713
– –
BMO icon
236
Bank of Montreal
BMO
$127B
$35K 0.02%
540
– –
FBIN icon
237
Fortune Brands Innovations
FBIN
$6.06B
$35K 0.02%
702
– –
MS icon
238
Morgan Stanley
MS
$340B
$35K 0.02%
1,100
– –
TJX icon
239
TJX Companies
TJX
$178B
$35K 0.02%
934
+134
+17% +$5.24K
CGNX icon
240
Cognex
CGNX
$11.3B
$34K 0.02%
1,300
– –
TSLA icon
241
Tesla
TSLA
$1.3T
$34K 0.02%
2,490
-255
-9% -$3.68K
ARRS
242
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$34K 0.02%
+1,185
New +$31.7K
CELG
243
DELISTED
Celgene Corp
CELG
$34K 0.02%
322
– –
VFL
244
DELISTED
abrdn National Municipal Income Fund
VFL
$33K 0.02%
+2,327
New +$33.6K
EPC icon
245
Edgewell Personal Care
EPC
$1.31B
$32K 0.02%
407
– –
IVV icon
246
iShares Core S&P 500 ETF
IVV
$902B
$32K 0.02%
149
+92
+161% +$20K
MMU
247
Western Asset Managed Municipals Fund
MMU
$554M
$32K 0.02%
+2,138
New +$32.8K
FXE icon
248
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$31K 0.02%
281
– –
IJH icon
249
iShares Core S&P Mid-Cap ETF
IJH
$127B
$31K 0.02%
1,005
– –
NUE icon
250
Nucor
NUE
$62.1B
$31K 0.02%
+625
New +$31.8K
8 9
10
11 12

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.