TCM

Tradewinds Capital Management Portfolio holdings

AUM $398M
1-Year Return 18.61%
This Quarter Return
+4.04%
1 Year Return
+18.61%
3 Year Return
+43.43%
5 Year Return
+80.73%
10 Year Return
+216.16%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.01M
Cap. Flow %
-0.71%
Top 10 Hldgs %
47.3%
Holding
744
New
92
Increased
139
Reduced
68
Closed
44

Top Buys

1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$1.79M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$1.41M
3
MDYG icon
SPDR S&P 400 Mid Cap Growth ETF
MDYG
$673K
4
SLYG icon
SPDR S&P 600 Small Cap Growth ETF
SLYG
$617K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$483K

Top Sells

1
MSFT icon
Microsoft
MSFT
$1.18M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
$967K
4
SCHV icon
Schwab US Large-Cap Value ETF
SCHV
$910K
5
MUE icon
BlackRock MuniHoldings Quality Fund II
MUE
$867K

Sector Composition

1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
UNH icon
226
UnitedHealth
UNH
$286B
$38K 0.03%
273
+36
+15% +$5.01K
WELL icon
227
Welltower
WELL
$112B
$38K 0.03%
+510
New +$38K
NXR
228
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$38K 0.03%
2,438
– –
ATHN
229
DELISTED
Athenahealth, Inc.
ATHN
$38K 0.03%
300
– –
COLB icon
230
Columbia Banking Systems
COLB
$8.05B
$37K 0.03%
1,142
– –
MOS icon
231
The Mosaic Company
MOS
$10.3B
$37K 0.03%
1,500
– –
NTLA icon
232
Intellia Therapeutics
NTLA
$1.29B
$37K 0.03%
+2,151
New +$37K
PFG icon
233
Principal Financial Group
PFG
$17.8B
$37K 0.03%
711
– –
NXQ
234
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$37K 0.03%
2,515
– –
BHI
235
DELISTED
Baker Hughes
BHI
$36K 0.03%
713
– –
BMO icon
236
Bank of Montreal
BMO
$90.3B
$35K 0.02%
540
– –
FBIN icon
237
Fortune Brands Innovations
FBIN
$7.3B
$35K 0.02%
702
– –
MS icon
238
Morgan Stanley
MS
$236B
$35K 0.02%
1,100
– –
TJX icon
239
TJX Companies
TJX
$155B
$35K 0.02%
934
+134
+17% +$5.02K
CGNX icon
240
Cognex
CGNX
$7.55B
$34K 0.02%
1,300
– –
TSLA icon
241
Tesla
TSLA
$1.13T
$34K 0.02%
2,490
-255
-9% -$3.48K
ARRS
242
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$34K 0.02%
+1,185
New +$34K
CELG
243
DELISTED
Celgene Corp
CELG
$34K 0.02%
322
– –
VFL
244
abrdn National Municipal Income Fund
VFL
$122M
$33K 0.02%
+2,327
New +$33K
EPC icon
245
Edgewell Personal Care
EPC
$1.09B
$32K 0.02%
407
– –
IVV icon
246
iShares Core S&P 500 ETF
IVV
$664B
$32K 0.02%
149
+92
+161% +$19.8K
MMU
247
Western Asset Managed Municipals Fund
MMU
$551M
$32K 0.02%
+2,138
New +$32K
FXE icon
248
Invesco CurrencyShares Euro Currency Trust
FXE
$530M
$31K 0.02%
281
– –
IJH icon
249
iShares Core S&P Mid-Cap ETF
IJH
$101B
$31K 0.02%
1,005
– –
NUE icon
250
Nucor
NUE
$33.8B
$31K 0.02%
+625
New +$31K
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