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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
87
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YHOO
226
DELISTED
Yahoo Inc
YHOO
$39K 0.03%
1,028
– –
CI icon
227
Cigna
CI
$71.3B
$38K 0.03%
300
– –
HPQ icon
228
HP
HPQ
$25.7B
$37K 0.03%
2,911
– –
VB icon
229
Vanguard Morningstar Small-Cap ETF
VB
$81.9B
$37K 0.03%
318
+40
+14% +$4.54K
NXQ
230
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$37K 0.03%
2,515
– –
GD icon
231
General Dynamics
GD
$103B
$36K 0.03%
261
+51
+24% +$7.11K
WELL icon
232
Welltower
WELL
$170B
– –
0
– –
FBIN icon
233
Fortune Brands Innovations
FBIN
$6.14B
$35K 0.03%
702
– –
REGN icon
234
Regeneron Pharmaceuticals
REGN
$79.5B
$35K 0.03%
100
– –
BMO icon
235
Bank of Montreal
BMO
$127B
$34K 0.02%
540
– –
EPC icon
236
Edgewell Personal Care
EPC
$1.35B
$34K 0.02%
407
– –
VFL
237
DELISTED
abrdn National Municipal Income Fund
VFL
– –
0
– –
NFLX icon
238
Netflix
NFLX
$308B
$33K 0.02%
3,600
– –
UNH icon
239
UnitedHealth
UNH
$374B
$33K 0.02%
237
– –
COLB icon
240
Columbia Banking Systems
COLB
$8.97B
$32K 0.02%
1,142
– –
DG icon
241
Dollar General
DG
$28.1B
$32K 0.02%
338
+110
+48% +$9.48K
LUMN icon
242
Lumen
LUMN
$6.33B
$32K 0.02%
1,107
+153
+16% +$4.46K
MMU
243
Western Asset Managed Municipals Fund
MMU
$549M
– –
0
– –
BHI
244
DELISTED
Baker Hughes
BHI
$32K 0.02%
713
+1
+0.1% +$45
CELG
245
DELISTED
Celgene Corp
CELG
$32K 0.02%
322
– –
TJX icon
246
TJX Companies
TJX
$175B
$31K 0.02%
800
– –
WIT icon
247
Wipro
WIT
$19.8B
$31K 0.02%
13,275
– –
ATO icon
248
Atmos Energy
ATO
$28.5B
$30K 0.02%
370
– –
FXE icon
249
Invesco CurrencyShares Euro Currency Trust
FXE
$341M
$30K 0.02%
281
– –
IJH icon
250
iShares Core S&P Mid-Cap ETF
IJH
$126B
$30K 0.02%
1,005
+650
+183% +$19.1K
8 9
10
11 12

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PDL
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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 87 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.