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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFN
226
DELISTED
CAREFUSION CORPORATION
CFN
$43K 0.03%
726
– –
CAG icon
227
Conagra Brands
CAG
$7.12B
$42K 0.03%
1,478
– –
MDLZ icon
228
Mondelez International
MDLZ
$80B
$42K 0.03%
1,160
– –
SWY
229
DELISTED
SAFEWAY INC
SWY
$42K 0.03%
1,200
– –
CELG
230
DELISTED
Celgene Corp
CELG
$42K 0.03%
372
+50
+16% +$5.27K
REGN icon
231
Regeneron Pharmaceuticals
REGN
$80.1B
$41K 0.03%
100
– –
EXPD icon
232
Expeditors International
EXPD
$23.4B
$39K 0.03%
871
– –
MKC icon
233
McCormick & Company Non-Voting
MKC
$14.2B
$39K 0.03%
+1,038
New +$37.1K
PSX icon
234
Phillips 66
PSX
$81.7B
$39K 0.03%
539
+193
+56% +$14.2K
SAP icon
235
SAP
SAP
$238B
$39K 0.03%
560
– –
BMO icon
236
Bank of Montreal
BMO
$127B
$38K 0.03%
540
– –
LUMN icon
237
Lumen
LUMN
$6.5B
$38K 0.03%
954
– –
NOK icon
238
Nokia
NOK
$52.4B
$38K 0.03%
4,812
– –
BIDU icon
239
Baidu
BIDU
$37.4B
$37K 0.03%
164
– –
RTX icon
240
RTX Corp
RTX
$299B
$37K 0.03%
507
+80
+19% +$5.45K
SYY icon
241
Sysco
SYY
$39.8B
$37K 0.03%
942
-66
-7% -$2.56K
RAI
242
DELISTED
Reynolds American Inc
RAI
$37K 0.03%
1,156
– –
EOG icon
243
EOG Resources
EOG
$70.9B
$36K 0.03%
388
-262
-40% -$24.4K
GS icon
244
Goldman Sachs
GS
$303B
$36K 0.03%
184
+20
+12% +$3.76K
PHYS icon
245
Sprott Physical Gold
PHYS
$15.7B
$36K 0.03%
3,650
– –
VOD icon
246
Vodafone
VOD
$37.3B
$36K 0.03%
1,040
-458
-31% -$15.4K
PRU icon
247
Prudential Financial
PRU
$41.9B
$35K 0.03%
387
– –
NXR
248
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$35K 0.03%
2,438
– –
NXQ
249
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$34K 0.02%
2,515
– –
ALLE icon
250
Allegion
ALLE
$14.5B
$32K 0.02%
583
-66
-10% -$3.43K
8 9
10
11 12

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.