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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOK icon
226
Nokia
NOK
$52.3B
$41K 0.03%
4,812
– –
SWY
227
DELISTED
SAFEWAY INC
SWY
$41K 0.03%
1,200
– –
BMO icon
228
Bank of Montreal
BMO
$127B
$40K 0.03%
540
– –
EME icon
229
Emcor
EME
$36B
$40K 0.03%
1,000
– –
MDLZ icon
230
Mondelez International
MDLZ
$79.9B
$40K 0.03%
1,160
– –
SAP icon
231
SAP
SAP
$238B
$40K 0.03%
560
– –
ATHN
232
DELISTED
Athenahealth, Inc.
ATHN
$40K 0.03%
300
– –
LUMN icon
233
Lumen
LUMN
$6.44B
$39K 0.03%
954
-350
-27% -$13.8K
CAG icon
234
Conagra Brands
CAG
$7.23B
$38K 0.03%
1,478
– –
SYY icon
235
Sysco
SYY
$40.3B
$38K 0.03%
1,008
+1
+0.1% +$37
BIDU icon
236
Baidu
BIDU
$37.2B
$36K 0.03%
164
– –
PHYS icon
237
Sprott Physical Gold
PHYS
$15.7B
$36K 0.03%
3,650
– –
REGN icon
238
Regeneron Pharmaceuticals
REGN
$80.8B
$36K 0.03%
100
– –
TGT icon
239
Target
TGT
$68B
$36K 0.03%
582
+482
+482% +$29.2K
DUK icon
240
Duke Energy
DUK
$97.3B
$35K 0.03%
466
– –
EXPD icon
241
Expeditors International
EXPD
$23.2B
$35K 0.03%
871
– –
UNH icon
242
UnitedHealth
UNH
$370B
$35K 0.03%
411
– –
BSCJ
243
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$35K 0.03%
+1,665
New +$35.1K
PRU icon
244
Prudential Financial
PRU
$41.8B
$34K 0.03%
387
– –
NXR
245
DELISTED
NUVEEN ELECT TAX-FREE INC 3
NXR
$34K 0.03%
2,438
– –
RAI
246
DELISTED
Reynolds American Inc
RAI
$34K 0.03%
1,156
– –
NXQ
247
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$33K 0.03%
2,515
– –
CFN
248
DELISTED
CAREFUSION CORPORATION
CFN
$33K 0.03%
726
– –
DFS
249
DELISTED
Discover Financial Services
DFS
$32K 0.02%
495
– –
LUMO
250
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$32K 0.02%
+167
New +$36.7K
8 9
10
11 12

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.