We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDY icon
226
State Street SPDR S&P Dividend ETF
SDY
$23.8B
$43K 0.03%
558
– –
ROC
227
DELISTED
ROCKWOOD HLDGS INC
ROC
$43K 0.03%
570
– –
WDC icon
228
Western Digital
WDC
$180B
$42K 0.03%
598
– –
NXZ
229
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$42K 0.03%
3,000
– –
HE icon
230
Hawaiian Electric Industries
HE
$2.16B
$41K 0.03%
1,600
– –
SWY
231
DELISTED
SAFEWAY INC
SWY
$41K 0.03%
1,200
-140
-10% -$4.78K
BMO icon
232
Bank of Montreal
BMO
$127B
$40K 0.03%
540
– –
CSX icon
233
CSX Corp
CSX
$94.8B
$40K 0.03%
3,897
+906
+30% +$8.82K
PHYS icon
234
Sprott Physical Gold
PHYS
$15.3B
$40K 0.03%
3,650
– –
VRSN icon
235
VeriSign
VRSN
$26.7B
$40K 0.03%
829
– –
MS icon
236
Morgan Stanley
MS
$344B
$39K 0.03%
1,191
– –
CCL icon
237
Carnival Corporation Ltd
CCL
$40.8B
$38K 0.03%
1,000
– –
EXPD icon
238
Expeditors International
EXPD
$23.8B
$38K 0.03%
871
+1
+0.1% +$43
SYY icon
239
Sysco
SYY
$40.4B
$38K 0.03%
1,007
-48
-5% -$1.76K
ATHN
240
DELISTED
Athenahealth, Inc.
ATHN
$38K 0.03%
300
– –
NOK icon
241
Nokia
NOK
$53.7B
$36K 0.03%
4,812
– –
YHOO
242
DELISTED
Yahoo Inc
YHOO
$36K 0.03%
1,028
– –
DUK icon
243
Duke Energy
DUK
$95.9B
$35K 0.03%
466
-115
-20% -$8.27K
OXY icon
244
Occidental Petroleum
OXY
$53.4B
$35K 0.03%
358
-52
-13% -$4.89K
WOLF icon
245
Wolfspeed
WOLF
$1.31B
$35K 0.03%
705
– –
RAI
246
DELISTED
Reynolds American Inc
RAI
$35K 0.03%
1,156
– –
TQNT
247
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
$35K 0.03%
2,200
– –
CAG icon
248
Conagra Brands
CAG
$7.17B
$34K 0.03%
1,478
– –
PRU icon
249
Prudential Financial
PRU
$41.7B
$34K 0.03%
387
– –
UNH icon
250
UnitedHealth
UNH
$375B
$34K 0.03%
411
-1
-0.2% -$79
8 9
10
11 12

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.