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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
226
Altria Group
MO
$114B
$45K 0.04%
1,202
-49
-4% -$1.78K
VRSN icon
227
VeriSign
VRSN
$26.6B
$45K 0.04%
829
– –
ALLE icon
228
Allegion
ALLE
$14.4B
$44K 0.04%
835
– –
SWY
229
DELISTED
SAFEWAY INC
SWY
$44K 0.04%
1,340
– –
A icon
230
Agilent Technologies
A
$41.2B
$43K 0.04%
1,065
-95
-8% -$3.91K
IWF icon
231
iShares Russell 1000 Growth ETF
IWF
$128B
$43K 0.04%
1,992
– –
LUMN icon
232
Lumen
LUMN
$6.44B
$43K 0.04%
1,304
-779
-37% -$23.8K
WDC icon
233
Western Digital
WDC
$150B
$42K 0.03%
598
– –
ROC
234
DELISTED
ROCKWOOD HLDGS INC
ROC
$42K 0.03%
+570
New +$42K
VXX
235
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$42K 0.03%
63
– –
DUK icon
236
Duke Energy
DUK
$97.3B
$41K 0.03%
581
-142
-20% -$9.9K
EPC icon
237
Edgewell Personal Care
EPC
$1.31B
$41K 0.03%
549
– –
HE icon
238
Hawaiian Electric Industries
HE
$2.14B
$41K 0.03%
1,600
– –
MU icon
239
Micron Technology
MU
$991B
$41K 0.03%
1,750
-1,490
-46% -$35.4K
SDY icon
240
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$41K 0.03%
558
– –
NXZ
241
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$41K 0.03%
3,000
– –
GRPN icon
242
Groupon
GRPN
$1.02B
$40K 0.03%
257
+7
+3% +$1.36K
LVS icon
243
Las Vegas Sands
LVS
$29.6B
$40K 0.03%
+500
New +$40.2K
MNKD icon
244
MannKind Corp
MNKD
$1.32B
$40K 0.03%
2,000
-2,000
-50% -$56.9K
WOLF icon
245
Wolfspeed
WOLF
$1.71B
$40K 0.03%
705
– –
CELG
246
DELISTED
Celgene Corp
CELG
$40K 0.03%
572
-60
-9% -$4.75K
PHYS icon
247
Sprott Physical Gold
PHYS
$15.7B
$39K 0.03%
3,650
– –
CCL icon
248
Carnival Corporation Ltd
CCL
$39.7B
$38K 0.03%
1,000
– –
SYY icon
249
Sysco
SYY
$40.3B
$38K 0.03%
1,055
+1
+0.1% +$36
MS icon
250
Morgan Stanley
MS
$340B
$37K 0.03%
1,191
-452
-28% -$14K
8 9
10
11 12

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.