Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.56B
AUM Growth
-$978M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,628
New
Increased
Reduced
Closed

Top Buys

1 +$73.1M
2 +$51.8M
3 +$46M
4
META icon
Meta Platforms (Facebook)
META
+$41.8M
5
BABA icon
Alibaba
BABA
+$37.1M

Top Sells

1 +$262M
2 +$194M
3 +$149M
4
AAPL icon
Apple
AAPL
+$119M
5
AMZN icon
Amazon
AMZN
+$107M

Sector Composition

1 Technology 29.59%
2 Consumer Discretionary 10.67%
3 Healthcare 10.12%
4 Industrials 8.86%
5 Communication Services 7.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
NECB icon
2401
Northeast Community Bancorp
NECB
$310M
$203 ﹤0.01%
9
-73
CCNE icon
2402
CNB Financial Corp
CCNE
$796M
$183 ﹤0.01%
+7
TKNO icon
2403
Alpha Teknova
TKNO
$146M
$182 ﹤0.01%
+48
XBIT icon
2404
XBiotech
XBIT
$72.6M
$160 ﹤0.01%
67
-255
CENN icon
2405
Cenntro
CENN
$9.66M
$158 ﹤0.01%
1,164
+908
VICE icon
2406
AdvisorShares Vice ETF
VICE
$7.04M
$158 ﹤0.01%
+5
NOAH
2407
Noah Holdings
NOAH
$745M
$150 ﹤0.01%
+15
VAL icon
2408
Valaris
VAL
$6.76B
$147 ﹤0.01%
+84
AAPD icon
2409
Direxion Shares ETF Trust Direxion Daily AAPL Bear 1X ETF
AAPD
$18.6M
$144 ﹤0.01%
+11
SOPH icon
2410
SOPHiA GENETICS
SOPH
$343M
$144 ﹤0.01%
31
-995
DOG
2411
ProShares Short Dow30
DOG
$132M
$140 ﹤0.01%
6
-1,241
GNE icon
2412
Genie Energy
GNE
$360M
$137 ﹤0.01%
10
-139
HAFC icon
2413
Hanmi Financial
HAFC
$753M
$135 ﹤0.01%
5
+1
ZEUS
2414
DELISTED
Olympic Steel
ZEUS
$128 ﹤0.01%
3
-91
LIF
2415
Life360
LIF
$3.06B
$128 ﹤0.01%
2
-5,216
CFR icon
2416
Cullen/Frost Bankers
CFR
$8.21B
$126 ﹤0.01%
+1
SOND
2417
DELISTED
Sonder
SOND
$125 ﹤0.01%
+12,590
SYPR icon
2418
Sypris Solutions
SYPR
$71.9M
$124 ﹤0.01%
+51
SIEB icon
2419
Siebert Financial
SIEB
$78.4M
$122 ﹤0.01%
35
-520
TG icon
2420
Tredegar Corp
TG
$262M
$122 ﹤0.01%
+17
THFF icon
2421
First Financial Corp
THFF
$713M
$120 ﹤0.01%
2
-63
ANY icon
2422
Sphere 3D
ANY
$5.14M
$114 ﹤0.01%
38
-2,584
CASI
2423
DELISTED
CASI Pharmaceuticals
CASI
$113 ﹤0.01%
133
-12
CTBI icon
2424
Community Trust Bancorp
CTBI
$1.05B
$113 ﹤0.01%
+2
DEEP icon
2425
Acquirers Small and Micro Deep Value ETF
DEEP
$25.2M
$107 ﹤0.01%
+3